J.P.Morgan FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 11/1/10 to 11/30/10 Trade Settlement Date Date Type Description Per Unit Realized Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 11/18 11/24 Sale GENERAL MOTORS CO (40,000.000) 33.949 1,357,977.01 (1,320,000.00) 37,977.01 S 34.00 1,360,000.00 BROKERAGE 2,000.00 TAX 8/OR SEC 22.99 J.P. MORGAN SECURITIES LLC TRADE DATE 11/18/10 11/22 11/26 Sale AEROFLEX HOLDING CORP (2.000.000) 13273 28,546.54 (27,000.00) (453.46) S (a 13.3235 28,647.00 BROKERAGE 100.00 TAX 8/OR SEC .46 J.P. MORGAN SECURITIES LLC TRADE DATE 11/22/10 11/22 11/26 Sale LPL DIVESTMENT HOLDINGS INC (2,000.000) 32.162 64,323.91 (60,000.00) 4,323.91 S 32.2125 64,425.00 BROKERAGE 100.00 TAX 8/OR SEC 1.09 J.P. MORGAN SECURITIES LLC TRADE DATE 11/22/10 Total Settled Sales/Maturities/Redemptions $4,760,552.68 Trade Settlement Date Date Type Description Per Unit Quantity Amount Market Cost Settled Securities Purchased 10/26 11/1 Purchase PACIFIC BIOSCIENCES OF CALIF 3,000.000 16.00 (48.000 00) • G 16 00 J.P. MORGAN SECURITIES LLC TRADE DATE 10/26/10 ($4A11.765.00) $348/87.68 S Account W23560001 Page 28 of 41 Page 32 of 57 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00014221 SDNY_GM_00283419 EFTA01491902