Subject: RE: From: Amanda y < Date: Fri, 06 Feb 2015 12:51:34 -0500 To: PWMUS AMLKYC per alert [I] Classification: For internal use only Thank you Monifa. Much appreciated From: Monifa Crawford On Behalf Of PWMUS AMLKYC Sent: Friday, February 06, 2015 12:48 PM To: Amanda Kirby Cc: PWMUS A Subject: Fw: per alert [I] Classification: For internal use only Hi Amanda: The prior clearance that was issued by AML Compliance on 10/9/2013 is applicable as clearance to the current PCR alert dated 2/5/2015. I have attached it for your review. Kind Regards, MC fcid:[email protected] Monifa Crawford, JD Associate I AML Compliance Officer Deutsche Bank Securities Inc. Private Wealth Management - AML Compliance 5022 Gate Parkway, Suite 400. Jacksonville, Florida 32256. USA Tel. Mobile Email Visit us: http://www.db.com Icid:[email protected] EFTA01401171

Forwarded by Monifa Crawford/dbillillon 02/06/2015 12:45 PM {cid:[email protected]} From: {cid:[email protected]} Amanda Kirby/db/dbcom@DBCOEX {cid:[email protected]} To: {cid:[email protected]} PWMUS AMLKYC/db/dbcom@DBAmericas, {cid:[email protected]} Date: {cid:[email protected]} 02/06/2015 10:05 AM {cid:[email protected]} Subject: {ci 01D0420B.A0BB3040} FW: cr alert [I] Classification: For internal use only Hi, This alert is also outdated in that it was cleared in October 2013. Please see that clearance and clear these alerts. Thank you. Amanda EFTA01401172

From: Urvashi Lavania On Behalf Of PWM BIS-Research Sent: Friday, February 06, 2015 10:00 AM To: Amanda Kirby Cc: PWMUS AMLKYC Subject: cr alert [I] Classification: For internal use only Hello Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. ached file: per alert.pdf)(See attached file: ia limil per alert_l.pP Regards Urvashi(See attached file: :icr alert. df See attached file: cr alert_1.pdf)(See attached file: PCR earance.p EFTA01401173