Subject: Fw: October 2014 AML/KYC Escalation Reports [I] From: Date: Kimberly Hart ‹ > Wed, 05 Nov 2014 11:35:17 -0500 To: Classification: For internal use only Kimberly Managing Deutsche Deutsche 345 Park Tel. Fax Mobile Email Hart Director Bank Trust Company Americas Asset & Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. Forwarded by Kimberly Hart/db/dbcom on 11/05/2014 11:35 AM From: Melisa Venegas/db/dbcom To: Andrew Gallivan/db/dbcom@DBAMERICAS, Kimberly Hart/db/dbcom@DBAMERICAS, Michael-J Davis/db/dbcom@DBAMERICAS, Michael S Jacoby/db/dbcom@DBAMERICAS, Cc: Armen Brash/db/dbcom@DBAMERICAS Date: 11/03/2014 05:30 PM Subject: EFTA01399591

October 2014 AML/KYC Escalation Reports [I] Classification: For internal use only All, Included below is the monthly AML/KYC escalation report for overdue items (the file has several sheets). Please review and address accordingly. Thank you. (See attached file: COVERAGE_Domestic.xlsx)(See attached file: Account Opening - COVERAGE-Domestic.xlsx) Regards, Melisa Venegas Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 60 Wall Street, 10005-2836 New York, NY, USA Tel. Fax Email EFTA01399592