Subject: Fw: October 2014 AML/KYC Escalation Reports (I] From: Kimberly Hart < Date: Wed 05 Nov 2014 11:35:17 -0500 To: Classification: For internal use only (Embedded image moved to file: pic24331.gif) Kimberly Hart Managing Director Deutsche Bank Trust Company Americas Deutsche Asset a Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Fax Mobile Email (Embedded image moved to file: pic10508.gif) Securities offered through Deutsche Bank Securities Inc. Forwarded by Kimberly Hart/db/dbcom on 11/05/2014 11:35 AM From: IMelisa venegas/db/dbcom To: 'Andrew Gallivan/db/dbcom@DBAMERICAB, Kimberly Hart/db/dbcom@DBAMERICAS, Michael-J Davis/db/dbcom@ DBAMERICAS, Michael S Jacoby/db/dbcom@DBAMERICAS, I Cc: 'Armen Brash/db/dbcom9DBAMERICAS I Date: '11/03/2014 05:30 PM I Subject: ] 'October 2014 AML/KYC Escalation Reports [I] EFTA01399572

Classification: For internal use only All, Included below is the monthly AML/KYC escalation report for overdue items (the file has several sheets). Please review and address accordingly. Thank you. (See attached file: COVERAGE_Domestic.xlsx)(See attached file: Account Opening - COVERAGE-Domestic.xlsx) Regards, (Embedded image moved to file: pic17674.gif) Melisa Venegas Deutsche Bank Trust Company Americas Deutsche Asset a Wealth Management 60 Wall Street 10005-2836 New York, NY, USA Tel. Fax Email (Embedded image moved to file: pic24193.gif) EFTA01399573