GHISLAINE MAXWELL- OAP FDG ACCT. For the Period 4/1/12 to 4/30/12 TRADE ACTIVITY Note: S indicates Short Term Realized Gainkoss Trade Date Type Sett* Date Selection Method Description Per Unit Quantity Amount Proceeds Tax Cost Realized Gain/Loss Settled Sales/Maturities/Redemptions 4/24 4/27 Sale High Cost INTEL CORP Q 27.5247 798.22 BROKERAGE 0.87 TM 8/OR SEC .02 NOMURA SECURITIES INTERNATIONAL (ID: 458140-10-0) (29.000) 27.494 797.33 (613.97) 183.36 S 4/24 NV Sale High Cost PEOPLE'S UNITED FINANCIAL INC @ 12.4157 422.13 BROKERAGE 1.02 TAX 8/OR SEC .01 DEUTSCHE BANC ALEX BROWN INC (ID: 712704-10-5) (34.000) 12.385 421.10 (412.37) 8.73 S 4/24 4/27 Sale High Cost PEOPLES UNITED FINANCIAL INC 12.365 24.73 BROKERAGE 0.06 TAX 8/OR SEC .01 PULSE TRADING LLC (ID: 712704-10-5) (2.000) 12.33 24.66 (24.25) 0.40 S 4124 4/30 Sale High Cost PEOPLES UNITED FINANCIAL INC (0 12.4055 111.65 BROKERAGE 0.27 TAX 8/OR SEC .01 STERNE, AGEE, AND LEACH INC (ID: 712704-10-5) (9.000) 12.374 111.37 (109.16) 2.21 S 4/25 430 Sale High Cost PEOPLE'S UNITED FINANCIAL INC 12.5053 1251 BROKERAGE 0.03 TAX 8/OR SEC .01 DEUTSCHE BANC ALEX BROWN INC (ID: 712704-10-5) (1.000) 12.47 12.47 (12.13) 0.34 S 4/25 4/30 Sale High Cost PEOPLES UNITED FINANCIAL INC @ 12.415 86.91 BROKERAGE 0.14 TAX 8/OR SEC .01 LIOUIDNET INC (ID: 712704-10-5) (7.000) 12.394 86.76 (34.90) 1.86 S 4/25 4/30 Sale High Cost PEOPLE'S UNITED FINANCIAL INC @ 12.4751 174.65 BROKERAGE 0.42 TAX 8/OR SEC .01 STERNE, AGEE, AND LEACH INC (ID: 712704-10-6) (14.000) 12.444 174.22 (169.80) 4.42 S Total Settled Sales/Maturities/Redemptions J.P.Morgan $1.52731 ($1.426.59) $201.32 S Page 11 of 14 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00049684 SDNY_GM_00318882 EFTA01522190