-JAjj f IIM a r o f GHISLAINE MAXWELL ACCT For the Period 5/1/13 to 5131/13 Price Quantity Value Adjusted Tax Cost Unrealized Gain/Loss Est. Annual Inc. Yield Original Cost Accrued Div. US Large Cap Equity BANK OF AMERICA CORP 050505-10-4 BAC 13.66 944.000 12,895.04 10,148.85 2,746.19 37.76 0.29% CITIGROUP INC NEW 172967-42-4 C 51.99 358.000 18,812.42 14,048.52 4,583.90 14.32 0.08% SCHLUMBERGER LTD 806857-10-8 SLB 73.03 113.000 8,252.39 9.524.04 (1,271.65) 141.25 1.71% Total US Large Cap Equity US Small/Mid Cap Equity GEFION CORP 374183.10-3 GERN 1.09 3,000.000 $47,56220 3,270.00 $45,124.71 18,129.32 $2,437.49 (14,859.32) $269.33 0.67% Non-US Equity RIO TINTO PLC MIN GB0007188757 SEDOL 0718875 766994-90-9 GBP 43.31 3.000 129.94 212.23 (82.29) Preferred Stocks CRKIROUP CAPITAL XII 77/8% PFD 173080-20-1 C PNNA MAI 28.09 10,000.000 280,900.00 261,300.00 19,600.00 19,690.00 7.01% JP Morgan Page 6 of 28 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00049067 SDNY_GM_00318265 EFTA01521655