GHISLAINE MAXWELL ACCT. For the Period 1/1/13 to 1/31/13 Price Quantity Value Adjusted Tax Cost Unrealized Gain/Loss Est. Annual Inc. Yield Onginal Cost Accrued Div. Preferred Stocks CITIGROUP CAPITAL XIII 27.88 10,000.000 278,600.00 261,300.00 17300.00 19690.00 7.07% 7 7,6% PFD 173080-20-1 C PNNA /BA1 COUNTRYWIDE CAPITAL V 25.08 4,200.000 105.338.00 98,778.96 6,557.04 7.350.00 6.98% 7% PFD 1,837.50 222388-20-9 CFC PB JPM CHASE CAPITAL XXIX 28.10 2,500.000 85,250.00 82500.00 2,750.00 4,187.50 6.42% 61% PFD 48125E-20.7 JPM PC Total Preferred Stocks 8449,186.00 $422,578.94 $26,607.04 S31,227.50 6.96% S1.837.50 Concentrated & Other Equity GENERAL MOTORS CO 43.32 1,000.000 43,320.00 50,000.00 (6,680.00) 2,375.00 5.48% CV PFD B 37045V-20-9 GM PB JPI1OFtGAN CHASE & CO 114.40 150.000.000 171.605.00 157,909.17 13,896.83 11650.00 6.82% 7.9% PFD STK APR 30 2049 2,995.35 DTD 04/23/2008 46625H-HA-1 BBB /BA1 Total Concentrated & Other Equity $214,926.00 6207,909.17 $7.016.83 $14.226.00 6.66% $2,996.36 JP Morgan Page 7 of 31 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00048912 SDNY_GM_00318110 EFTA01521522