GHISLAINE MAXWELL ACCT For the Period 9/1/12 to 9/30/12 Price Quantity Value Adjusted Tax Cost Unrealized GaiiVLoss Est. Annual Inc. Yield Onginal Cost Accrued Div. US Large Cap Equity BANK OF ANEFtICA CORP 050505-10-4 MC 8.83 944.000 8,335.52 10,148.85 (1,813.33) 37.76 0.45% CMGROUP INC NEW 172967-424 C 32.72 358.000 11,713.76 14,048.52 (2,334.76) 14.32 0.12% PROSHARES TRUST ULTRASNORT SiP500 74347R-88-3 SDS 13.63 1,000.000 200.000 113 000 13,630.00 5,520 00 8.173 29 44,809.50 (31,179.50) PROSNAFtES TRUST 74347X-23-7 CID 27.60 72 33 26,203.50 (20,683.50) SCHLUMBERGER LTD 806857-1043 SLB 9.524.04 (1,350.75) 124.30 31.08 1.52% Total US Large Cap Equity US Small/Mid Cap Equity GERON CORP 374163-10-3 GERN 1.71 46.59 3 000 000 3.000 555.587.22 5,130 00 5116.137.71 18,129.32 ($60,660.48) (12.999.32) 3240.98 $31.08 0.43% Non-US Equity RIO TINTO PLC ISIN 680007188757 SED0L 0718875 139.76 212.23 (72.47) 766994.90.9 GBP JP Morgan Page 7 of 32 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00048748 SDNY_GM_00317946 EFTA01521369