GMSLAINE MAXWELL For the Period 3/1/12 to 413W12 Price Quantity Value Adjusted Tax Cost Unrealized Gain/Loss Est. Annual Inc. Yield Onginal Cost Accrued Div. Non-US Equity STANDARD CHARTERED PLC ORD US 0.50 ISIN G80004082847 SEDOL 0408284 G84228-92.6 GBP 0.00 783.03 Total Non-US Equity Preferred Stocks CMGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PNNA /BA1 26.63 10,000.000 5167.22 268,300.00 8212.23 261,300.00 ($46.01) 5,000.00 $0.00 $783.03 19,690.00 0.00% 7.39% COUNTRYWIDE CAPITAL V 7% PFD 222388-204 CPC PB 23.82 4,200.000 100,044.00 98,778.98 1,265.04 7,350.00 1,837.50 7.35% JPM CHASE CAPITAL XXIX 6.7% PFD 48125E-20-7 JPM PC 25.96 2,500.000 84,900.00 82,500.00 2,400.00 4,187 50 6.45% Total Preferred Stocks Concentrated & Other Equity GENERAL MOTORS CO CV PFD B 37045V-20-9 GM PB 39.04 1,000.000 5431,244.00 39,040.00 S422,679.96 50,000.00 58.665.04 (10,960 00, 531.227.50 51.837.50 :.37500 7.24% 6 CS JP Morgan Page 6 of 60 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00048523 SDNY_GM_00317721 EFTA01521161