Managing Director Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Manacemert « OLE Object: Picture (Device Independent Bitmap) » Securities offered through Deutsche Bank Securities Inc. From: Melisa Venegas Sent: Monday, March 02, 2015 4:36 PM To: Andrew Gallivan; Kimberly Hart; Michael-3 Davis; Michael S Jacoby Cc: Armen Brash Subject: February 2015 AML/KYC Escalation Reports [I] Classification: For Internal use only All, Included below is the monthly AMUKYC escalation report for overdue and coming due items. Please review and address accordingly. Thank you. Regards, « File: COVERAGE_Domestic.xlsx » « File: Acct Opening - COVERAGE.xlsx » « OLE Object: Picture (Device Independent Bitmap) » Melisa Venegas Deutsche Bank Trust Company Americas 11111111 « OLE Object: Picture (Device Independent Bitmap) » CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042961 CONFIDENTIAL SDNY_GM_00189145 EFTA01356835