Deutsche Bank Trust Company Americas. WM-Divisional Control Office 345 Park Avenue, 10154-0004 New York, NY, USA From: Keith Buckholz Sent: Tuesday, January 09, 2018 2:15 PM To: Funda Bozkurt > Cc: Paolo De-Leon Subject: FW: New Derivatives account. III Importance: High Classification: For Internal use only Hi Funda, Do you know who owns or maintains KYC documentation (for WM accounts)? Thanks. Regards, Keith From: Keith Buckholz Sent: Friday, December 08, 2017 11:38 AM To: Srikanta Gouda < :.; Surendra Singh < MI; Collateral Admin-NY Cc: Nitin-X Singh Illa>; Collateral Admin-NY <I >; CUSTOMERBUILD BLO >; Sendhil-kumar Kk " " " L>; 'FX Middle Office' ; Debra Jasper oxanne Scott < ; Halina Laczny >; Hiren Mathur ; CRM-PWM Derivatives Enid Elli >; Collateral-Assets Newyork Subject: RE: New Derivatives account. [II Importance: High Classification: For Infernal use only Hi Srikanta, Is there an escalation point for this issue? Going forward BRM will not be providing KYC documentation to have collateral accounts set up. Thanks. Regards, Keith Keith Buckholz, CAIA Director I Credit Risk Officer Deutsche Bank Wealth Management Business aligned Risk Management 345 Park Avenue, MS NYC20-1406 New York, NY 10154 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041604 CONFIDENTIAL SDNY_GM_00187788 EFTA01356093