Cc: Paolo De-Leon < Subject: FW: New Derivatives account. III Importance: High Classification: For Internal use only Hi Funda, Do you know who owns or maintains KYC documentation (for WM accounts)? Thanks. Regards, Keith From: Keith Buckholz Sent: Friday, December 08, 2017 11:38 AM To: Srikanta Gouda < Cc: Nitin-X Sin Laczn h >; Surendra Singh <I >; Collateral Admin-NY >; Collateral Admin-NY < >; Sendhil-kumar K Debra Jasper < ; Hiren Mathur < ; Enid Ellis < Subject: RE: New Derivatives account. (l) Importance: High Classification: For Internal use only Hi Srikanta, >; CUSTOMERBUILD BLO ; 'FX Middle Office' ; Roxanne Scott < >; Halina >; CRM-PWM Derivatives < -Assets Newyork Is there an escalation point for this issue? Going forward BRM will not be providing KYC documentation to have collateral accounts set up. Thanks. Regards, Keith Keith Buckholz, CAIA Director I Credit Risk Officer Deutsche Bank Wealth Management Business aligned Risk Management 345 Park Avenue, MS NYC20-1406 New York NY 10154 Tel: Mobile: From: Keith Buckholz Sent: Monday, November 20, 2017 2:01 PM To: Srikanta Gouda Cc: Nitin-X Singh >; Surendra Singh < >; Admin-NY Admin-NY < >; CUSTOMERBUILD BLO CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041407 CONFIDENTIAL SDNY_GM_00187591 EFTA01356017