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inform dients of Lehman's financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents to purchase Lehman Structured Products were unsuitable. Disposition: Consent Order Administrative fine of 5100,000; Investigation costs
y the applicable Portfolio Managers. Millennium may negotiate any other appropriate return-enhancing or other arrangements in its sole discretion. Strategy Development There are no substantive limits on the investment strategies that may be pursued by the Fund. The Fund's capital may be invested in strategies othe
inform dients of Lehman's financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents to purchase Lehman Structured Products were unsuitable. Disposition: Consent Order Administrative fine of 5100,000; Investigation costs
y the applicable Portfolio Managers. Millennium may negotiate any other appropriate return-enhancing or other arrangements in its sole discretion. Strategy Development There are no substantive limits on the investment strategies that may be pursued by the Fund. The Fund's capital may be invested in strategies othe
o inform dients of Lehman financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents to purchase Lehman Structured Products were unsuitable. Disposition: Consent Order Administrative fine of 5100,000; Investigation costs
y the applicable Portfolio Managers. Millennium may negotiate any other appropriate return-enhancing or other arrangements in its sole discretion. Strategy Development There are no substantive limits on the investment strategies that may be pursued by the Fund. The Fund's capital may be invested in strategies othe
Entities connected to both New Hampshire and Strategy Development

Ghislaine Maxwell
PERSON
Marc Rich
PERSON
Department of Justice
ORGANIZATION
United States
LOCATION
Bloomberg L.P.
ORGANIZATION
New York
LOCATION
Samantha Power
PERSON
New York State
LOCATION
Mohammed bin Salman
PERSON
Federal Reserve
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATION
Wilmington
LOCATIONLehman
ORGANIZATION
Internal Revenue Service
ORGANIZATION
Tokyo
LOCATIONUBS Securities LLC
ORGANIZATIONParent Company
ORGANIZATION
JPMorgan Chase
ORGANIZATIONDept. of
ORGANIZATIONMassachusetts Securities Division
ORGANIZATION