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Document Mentions (5 shared documents)
2 mentions1 same-page
Page ?Same page
pe: SC 13G I Act: 34 ... www.sec.gov LG: Boruch Greenberg, Joe Lerman, Dan Gellman same guys. Same f'n add
ll leave the organization at the end of this year after more than 32 years of dedicated service protecting investors and ensuring market integrity. Rufino most recently served as Head of Member Regulation (Sales Practice), where he guided and oversaw FINRA's Sales Practice Examination, Risk Monitoring
2 mentions1 same-page
Page ?Same page
pe: SC 13G I Act: 34 ... www.sec.gov LG: Boruch Greenberg, Joe Lerman, Dan Gellman same guys. Same f'n add
ll leave the organization at the end of this year after more than 32 years of dedicated service protecting investors and ensuring market integrity. Rufino most recently served as Head of Member Regulation (Sales Practice), where he guided and oversaw FINRA's Sales Practice Examination, Risk Monitoring
2 mentions1 same-page
Page ?Same page
pe: SC 13G I Act: 34 ... www.sec.gov LG: Boruch Greenberg, Joe Lerman, Dan Gellman same guys. Same f'n add
ll leave the organization at the end of this year after more than 32 years of dedicated service protecting investors and ensuring market integrity. Rufino most recently served as Head of Member Regulation (Sales Practice), where he guided and oversaw FINRA's Sales Practice Examination, Risk Monitoring
Sponsored
2 mentions1 same-page
Page ?Same page
pe: SC 13G I Ad: 34 ... voNw.sec gov LG: Boruch Greenberg, Joe Lerman, Dan Gellman same guys. Same f'n add
ll leave the organization at the end of this year after more than 32 years of dedicated service protecting investors and ensuring market integrity. Rufino most recently served as Head of Member Regulation (Sales Practice), where he guided and oversaw FINRAs Sales Practice Examination, Risk Monitoring a
2 mentions1 same-page
Page ?Same page
ype: SC 13G I Ad: 34 ... www.sec.gov LG: Boruch Greenberg, Joe Lerman, Dan Gellman same guys. Same f'n add
ll leave the organization at the end of this year after more than 32 years of dedicated service protecting investors and ensuring market integrity. Rufino most recently served as Head of Member Regulation (Sales Practice), where he guided and oversaw FINRA's Sales Practice Examination, Risk Monitoring
Sponsored
Mutual Connections (85)
Entities connected to both Ace Greenberg and Rufino
Donald Trump
PERSON181 w/ Ace·5 w/ Rufino
Julie K. Brown
PERSON115 w/ Ace·6 w/ Rufino
Joe Biden
PERSON66 w/ Ace·5 w/ Rufino
Bill Richardson
PERSON37 w/ Ace·2 w/ Rufino
the Securities and Exchange Commission
ORGANIZATION31 w/ Ace·6 w/ Rufino
Deutsche Bank
ORGANIZATION31 w/ Ace·5 w/ Rufino
CS
Christopher Steele
PERSON34 w/ Ace·2 w/ Rufino
CD
Chris Dilorio
PERSON27 w/ Ace·6 w/ Rufino
BE
Berger
PERSON21 w/ Ace·6 w/ Rufino
SEC NY
ORGANIZATION16 w/ Ace·6 w/ Rufino
Clayton
LOCATION16 w/ Ace·6 w/ Rufino
NO
Norberg
PERSON16 w/ Ace·6 w/ Rufino
Steven Mnuchin
PERSON13 w/ Ace·5 w/ Rufino
Adam Sandler
PERSON16 w/ Ace·2 w/ Rufino
Cyprus
LOCATION15 w/ Ace·2 w/ Rufino
BBH AML
ORGANIZATION10 w/ Ace·6 w/ Rufino
JA
Janey
PERSON7 w/ Ace·6 w/ Rufino
JL
Joe Lerman
PERSON7 w/ Ace·5 w/ Rufino
LLC Funding
ORGANIZATION7 w/ Ace·5 w/ Rufino
BG
Boruch Greenberg
PERSON7 w/ Ace·5 w/ Rufino