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SPORT .• i-e.4.‹ Pc Llilf MO TR. NO. enu ‘..1RESIGNED D. PART TIME K NEXT A POSITION ENO COraPAmy i qinto S d 4. - 1 74. 3 POSITION Mao r4 e ea . STARTING SALARY, 1 Z.3 /HAI( FROM '0 EXACT ADDRESS )&e y 5r7h./.11-p- Att.'. OW ARO SUPERVISOR FINAL SALARY MO. TR. MO TR
se my employers fr5n any and all liability of whatsoever nature by reason of f rnishing such information. uL7 (Date) 4cl e. 11.1 )"( ,— ' 1 .t, Signets of Employee 110 (12/75) EFTA01700852 EMPLOYEE SECURITIES TRANSACTIONS It is the policy of this firm, in compliance with the New York Stock Exc
wan Coralponding entate in vat« cbeckbook 11 Ine Mao OalanCeS all 00 rot match vnl us wen al ~eins h
ENT. Balance bibles to Interim Pate: Juane Chown that be compuied ugh/irk the Average Daily &Hance. The Average Daty Balance oluckned by adding the Signets of the wincing owed each day a the motNy Account Statenleet And 11n4thni she tt101 by the number of days in the ding period. The balance weed each
ed interest: 51.888.86 Total estimated annual income: Preferred securities Hddng 57,500 Tiede dna 8150000600 Hate of Own Pu (MS e Once per Mao IS) 5151,890.81 Con baus(S) Puce per store m May 31 (5) $153,806.05 vsue On may 31 Cla 81,91524 Uniellized gan or loss (S) Hddng rancid
al Resource Management Accord ag registered service mats of UBS fronted Strikes he Signalise it a regat0dtellite Milk of VILE formations LGSMs-a Signets* credit cards and IBS Visa debt cards ere issued by UBS ita-k USA with permssion from Visa U SA Incorporated. UM Financial Service the Rev 201604
erdaticen — In addetion to commissions on sales and 12b1 fees received in ccerection well the distribution ca mutual knob to our climb we sea our "Mao Waive revenue during payiTenti fromdistributors at advisers of the SSW funds that we sell. These anon are based on two Severe corrucrients (I th
Resource Management Accost ad registered service maks of DES Fnaxui Services Fx Vila Signalise it a regainedarea Milk of Vial I-wadi:nal LOST/ice Signets* crea cards and IBS Visa debt cards are bead by UBS part USA with amnion Its' Visa U SA hcaporated. tin Pinacial Seevices Me Rev 201604 SDNY_GM_
e on IC t. Account Opening Authorization Approved Bran Boocho0 Nene Comments, It apoiecable: Into/viewed by: . . Toro Bowers NNIC5.13064410 Mao SpNbS elb irk ,LNds DATE: /0/3111/ K Denied t 7 5 - Offlati No if /2- 41 . Dole i0431/2011 Sir*" .. . CONFIDENTIAL CONFIDENTIAL First
tinum Bettina Department refer the attached documentation for the opening of an account in the name of Thomas Air hLC Business COD. Authorized Signets' CDDs, SigLutnue Cards, OFAC checks LLC aipeement, LLC telefax agreement Affidavit of not doing Business Certificate of Existence Articles of
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