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1.0 • tly sad subsidiary of the Sank of Hew York Mao,. Coma-Ann CONY Mellen) Perstint 11C. mend.. mi
sey 07399; (201) 413-3330. Page 7 of 8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) N46-024950 CONFID L- Rated Eacellent Envy YON Sax 2007 DALIN' RATED COMMUNICATIONS EXCILI DK( Owing +•vin Periling U.C. a Stay owned sublidlay Oft Sank of New York Mellon Corinna'', (MY Mace) Pera.Not LLC
ONFIDO. AL- Raltassant Levy Vow Sae 2007 DAIJAR MI ED CONVOCATIONS MOION( Owing thros* hating PIC o Sly owned subsidiary el IN Sank of New York Mao CNNNAINI (MY Melon Persons ISO nwrtee IllatattlYaGM_ 00047837 DB-SDNY-0010661 EFTA_00158446 EFTA01290474 Deutsche Bank P.O.Box 1 7 76, Baltimo
ersey 07399: Page 3 of Account Numbe At 1915,r4 DX CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID L bled hernent Every Vow Sae 2007 DALIN, RNIED COMMUNICATIONS MOAN< C Clewing Orme. POTbeg LLC, a wholly owned subschary of The UM of Now York Mellon Cemonthee (MY Mellon) Penne.* µtin
Since 200/ (MOLAR RA MO COMMUNICATIONS DiatttNa Clearing through hnol•41.1.4 a Wally owned sticliwy of tlw tank el New Yak Meta Corporation (MY Mao) Pashint 11C. mat. FINROARIYELGM_00046418 DD-SDNY-0009242 EFTA_00157027 EFTA01289390 Portfolio Holdings (continued) Dale Acquired FIXED INCOM
dically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Pagel of 18 C0NFIDOMAL4 Rated [scam bay Yew Since 200? DALIN, PAM COMUNICATONS DICIILDICI Owing through Parsed% Lit. a elvaand stinicliary of Ow Bank et Nes Yak IMItin Corporation (MY NNW) Porrshirte molt
Entities connected to both Mao Zedong and DALIN

Condoleezza Rice
PERSON
Angela Merkel
PERSONthe State of New York
LOCATIONPershing
LOCATION
Deutsche Bank
ORGANIZATION
Jeff Sessions
PERSONthe Pershing Customer Service Department
ORGANIZATIONPershing LLC
ORGANIZATIONLegal Department
ORGANIZATION
Baltimore
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONClete
ORGANIZATIONJersey City
LOCATIONthe Options Clearing Corporation
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTAXABLE
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONON PERSHING'S
ORGANIZATION
CUSTOMS
ORGANIZATION