6
Shared Docs
6
Same-Page
11 / 6
Mentions
From: Liam Osullivan Sent: 5/21/2018 4:18:00 PM To: 'Paul Barrett 'Richard Kahn' CC: Martin Zeman Xavier Avila Davide-A Sferrazza Joshua Shoshan Stewart Oldfield Subject: Trade Details --> 5/21/2018 ICI Classification: Co
/21/2018 4:18:00 PM To: 'Paul Barrett 'Richard Kahn' CC: Martin Zeman Xavier Avila Davide-A Sferr
ent Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Prepared on 05121/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guar
From: Sent: To: Liam Osullivan 5/16/2018 2:37:07 PM 'Paul Barrett 'Richard Kahn' CC: Martin Zeman I ; Xavier Avila Davide-A Sferrazza JIMENNOla Joshua Shoshan I Stewart Oldfield I Subject: Trade Details --> 5/16/2018 ICI
an 5/16/2018 2:37:07 PM 'Paul Barrett 'Richard Kahn' CC: Martin Zeman I ; Xavier Avila Davide-A S
lient Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154-0004 New York, NY, USA Prepared on 05/16/2018 Source: Pershing NetX 360 Unofficial trode confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guo
2018 4:13:34 PM 'Paul Barrett ( Martin Zeman I ;Joshua Shoshan Trade Details --> 5/24/2018 [CI Classification: Confidential : Xavier Avila I; 'Richard Kahn' ; Davide-A Sferrazza ; Stewart Oldfield Paul, In Haze: You sold 18,791 shares of C 5.8% Ser C Pref at 25.14. The account is long 65,643 shares.
cation: Confidential : Xavier Avila I; 'Richard Kahn' ; Davide-A Sferrazza ; Stewart Oldfield Paul,
rs - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA Tel. Em Prepared on 05124/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guar
From: Davide-A Sferrazza Sent: 8/8/2018 5:09:04 PM To: Paul Barrett Richard Kahn CC: Stewart 0ldfield Martin Zeman Liam Osullivan Subject: Trade Details 8/8/2018 ICI Classification: Confidential Hi Paul, Today you sold 1.
8/8/2018 5:09:04 PM To: Paul Barrett Richard Kahn CC: Stewart 0ldfield Martin Zeman Liam Osulli
U CTF CL C-B-1 VAR RATE 6.998% 07/25/33 B/E DTD 06/01/04 1159393365201 87.00000000 USD .111,Grt.3u 412,499.4 Prepared on 08/08r1018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable. but Deutsche Bank Securities lnc. cannot guar
ullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA Tel. I; 'Richard Kahn' ; Davide-A Sferrazza ; Stewart Oldfield Prepared on 05'15/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sou
. 10154-0004 New York, NY, USA Tel. I; 'Richard Kahn' ; Davide-A Sferrazza ; Stewart Oldfield Prepa
nt 345 Park Avenue. 10154-0004 New York, NY, USA Tel. I; 'Richard Kahn' ; Davide-A Sferrazza ; Stewart Oldfield Prepared on 05'15/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable. but Deutsche Bank Securities Inc. cannot guar
5 Park Avenue, 10154-0004 New York, NY, USA hard Kahn Martin Zeman • Alan Brody J; Xavier Avila Pre
lth Management 345 Park Avenue, 10154-0004 New York, NY, USA hard Kahn Martin Zeman • Alan Brody J; Xavier Avila Prepared on 10/15,2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable. but Deutsche Bank Securities inc. cannot guar
Entities connected to both Richard Kahn and Pershing NetX

Martha Stewart
PERSON
Stewart Oldfield
PERSONDeutsche Bank Securities Inc.
ORGANIZATION
Paul Barrett
PERSONLiam Osullivan
PERSONDavide Sferrazza
PERSONMartin Zeman
PERSONXavier Avila
PERSONKCP Americas
ORGANIZATIONSer C Pref
ORGANIZATION