Epstein Secrets

MLKYC Sent: Friday, June 01, 2018 7:09 PM To: Vijay-A Sawant Cc: PWMUS AMLKYC; Bradley Gillin; Stewart Oldfield Subject: CLEARED: RDC Alert _ Richard D Kahn [1] Attachments: RDC_alert_Richard D Kahn 2.pdf, RDC_alert_Richard D Kahn.pdf, AML Clearance on Richard Kahn RDC alertpdf Follow Up Flag: Follow

eld Subject: CLEARED: RDC Alert _ Richard D Kahn [1] Attachments: RDC_alert_Richard D Kahn 2.pdf, RDC_alert_Richard D Kahn.pdf, AML Clearance on Richard Kahn RDC alertpdf Follow Up Flag: Follow up Flag Status: Flagged Classification: For Internal use only Good morning Vijay, AML Compliance has reviewed

ldfield Subject: CLEARED: RDC Alert _ Richard D Kahn [1] Attachments: RDC_alert_Richard D Kahn 2.pdf

Vijay-A Sawant From: Carl Timcke on behalf of PWMUS AMLKYC Sent: Friday, June 01, 2018 7:09 PM To: Vijay-A Sawant Cc: PWMUS AMLKYC; Bradley Gillin; Stewart Oldfield Subject: CLEARED: RDC Alert

of Final Orders. • Richard Leroy Kann aka RICHARD L KAHN, DOB: 8/14/1961, of GOLDEN, Colorado, appears on the list of Colorado - Sex Offenders • Richard L. Kahn, 1962, of Havana, Illinois, was wanted on a charge of calculated criminal drug conspiracy. • Darren Indyke has a PCR alert, but the alerts don't re

US AMLKYC Subject: CLEARED: RDC ALERT - Richard Kahn and PCR ALERT - Darren Indyke Ill Classification

Cynthia Rodriguez From: Renee Salhi on behalf of PWMUS AMLKYC Sent: Wednesday, October 12, 2016 2:35 PM To: Cynthia Rodriguez: PWMUS AMLKYC Subject: CLEARED: RDC ALERT - Richard Kahn and PCR ALERT -

ion list of Final Orders. • Richard Leroy Kann aka RICHARD L KAHN, DOB: , of GOLDEN, Colorado, appears on the list of Colorado - Sex Offenders • Richard L. Kahn, 1962, of Havana, Illinois, was wanted on a charge of calculated criminal drug conspiracy. • Darren Indyke has a PCR alert, but the alerts don't re

US AMLKYC Subject: CLEARED: RDC ALERT - Richard Kahn [I) Classification: For Internal use only Hello

Cynthia Rodriguez From: Renee Salhi on behalf of PWMUS AMLKYC Sent: Wednesday, October 12, 2016 2:15 PM To: Cynthia Rodriguez; PWMUS AMLKYC Subject: CLEARED: RDC ALERT - Richard Kahn [I) Classifica

chard D Kahn rdc alert.pdf Classification: For internal use only Hi Amanda - 11/011201310:54 AM This is a revision to the below clearance for Mr. Kahn - after further review it appears the below alert dated 9/3/2013 is a false positive. AML Compliance has reviewed an email dated 10/31/2013 that the

alerted party. According to that email, our Mr. Kahn has been working at his company, HBRK Associates Inc for the past 3 years. The alert involves a Richard Kahn who was a limited partner of PennMont Securities, a former broker dealer, NASDAQ OMX PHLX and NYSE Arca member. On February 26, 2013 PennMont was b

s an alert for the party mentioned above. PI From: To: Cc: Dale: Subject: PWM BIS-ResearelVdbldbcom@DBAPAC Amanda Kirby/db/dbcom@D6AMERICAS, PWMUS AMLKYC/dlaidbcom@DBAmericas 09:03/2013 04:32 PM Richard D Kahn rdc alert Ill Classification: For internal use only Hello, Attached is an alert

YC to: Amanda Kirby Sent by: Michael Vila Cc: Classification: For internal use only Hi Amanda - This is a revision to the below clearance for Mr. Kahn - after further review it appears the below a lert dated 9/3/2013 is a false positive. AML Compliance has reviewed an email dated 10/31/2013 that t

ahn rdc alert (I] 09/04/2013 11:09:44 AM EFTA01403738 Classification: For internal use only Hi, The below RDC alerts do pertain to our client. Richard D Kahn is the person in question. However, he will not be a client of the bank. We are opening an account for a trust, for which he is a trustee. It does

hard D Kahn rdc alert_l.pdf PWM BIS-Research From: To: Cc: Date: Subject: PWM BIS-Research/db/dbcom9DBAPAC Amanda Kirby/db/dbcom@DBAMERICAS, PWMUS AMLKYC/db/dbcom@DBAmericas 09/03/2013 04:32 PM Richard D Kahn rdc alert (I] Classification: For internal use only Hello, Attached is an alert f