Epstein Secrets

NAME SEARCHED: Richard Kahn PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough se

pyright 2016 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Date:10/12/2016 Report processed by: DEUTSCHE BANK AGII Full Name KAHN. RICHARD CHARLES Address ADDITIONAL PERSONAL INFORMATION SSN DOB 451-51-Y000( 9/1968 I SSN linked to multiple (Age.48) people Subject Summ

OLPH ADOLF R ADOLPH R ADOLPH R JR SSN:449-66-XXXX DOB:8/1926 (Age: 90) KAHN, MARY BLANCHE • AKA KAHN. MARY H • AKA HILL. MARY BLANCHE • AKA KAHAN, MARY B • AKA MARY. B KAHN SSN.466-66-XXXX DOB:12/1941 (Age: 74) KAHN. MARTHA STABEN A Deceased SSN:460-36-XXXX DOB:2/1927 (Age: 89) KAHN,

ember 8, 2016 PERSONAL INFORMATION Decision number: 12-ARCA-3 ID DIESES DATENSATZES: 20200292674 OTHER INFORMATION CASE: Name on the list of Arca Disciplinary Actions (Position: ETP Holder Limited Partner) For internal use only SDNY_GM_00057304 CONFIDENTIAL — PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0020128

NAME SEARCHED: Richard Kahn PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough se

OFT: 126 KYC 1977694 Richard Kahn Date of Country:UNITED STATES Birth: Alert(s) Request ID Record ID Type Name Details ADM INT PEP SAE Kahn, Individual Richard No Alert No Alert No Alert No Alert BIS RESULTS: Negative Media: No Information Found Non-Negative Media: Not Required Ot

ENTITY TYPE: I DATE OF PUBLICATION: April 20, 2012 LIST NAME: NYSE Arca Enforcement DATE OF INFORMATION: May 23, 2018 CASE: Name on the list of Arca Disciplinary Actions; Decision number: 12-ARCA-3 (Position: ETP Holder Limited Partner) COUNTRY: United States of America LOAD-DATE: August 10, 2018 RICHARD KAHN, Pla

68 D&B: Not Required LEGAL RESULTS: Court Cases: Copyright 2016 Info4c, All Rights Reserved info4c Watchlists and Blacklists October 7, 2016 Richard Kahn SOURCE: AUTHORITY: New York Stock Exchange LIST NAME: NYSE Arca Enforcement COUNTRY: United States of America DATE OF PUBLICATION: April 20, 201

tchlists and Blacklists October 7, 2016 Richard Kahn SOURCE: AUTHORITY: New York Stock Exchange LIS

AL INFORMATION * * ***** * * ** * * * Decision number: 12-ARCA-3 ID DIESES DATENSATZES: 20200292674 OTHER INFORMATION CASE: Name on the list of Arca Disciplinary Actions (Position: ETP Holder Limited Partner) For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0053241 CONFIDENTIAL SDNY

THE RELATED COMPANIES LP LEGAL RESULTS: Court Cases: Copyright 2017 Info4C, All Rights Reserved info4c Watchlists and Blacklists June 9, 2017 Richard Kahn SOURCE: COUNTRY: United States of America LIST NAME: NYSE Arca Enforcement AUTHORITY: New York Stock Exchange * * * ********* PERSONAL INFORMATI

Watchlists and Blacklists June 9, 2017 Richard Kahn SOURCE: COUNTRY: United States of America LIST

TITY TYPE: I DATE OF PUBLICATION: April 20, 2012 LIST NAME: NYSE Arca Enforcement DATE OF INFORMATION: January 23, 2017 CASE: Name on the list of Arca Disciplinary Actions (Position: ETP Holder Limited Partner) COUNTRY: United States of America For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)

THE RELATED COMPANIES LP LEGAL RESULTS: Court Cases: Copyright 2017 Info4C, All Rights Reserved info4c Watchlists and Blacklists June 9, 2017 Richard Kahn SOURCE: COUNTRY: United States of America LIST NAME: NYSE Arca Enforcement AUTHORITY: New York Stock Exchange * * * ********* PERSONAL INFORMATI

Watchlists and Blacklists June 9, 2017 Richard Kahn SOURCE: COUNTRY: United States of America LIST

TITY TYPE: I DATE OF PUBLICATION: April 20, 2012 LIST NAME: NYSE Arca Enforcement DATE OF INFORMATION: January 23, 2017 CASE: Name on the list of Arca Disciplinary Actions (Position: ETP Holder Limited Partner) COUNTRY: United States of America For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)