Epstein Secrets

From: Richard Kahn To: "Jeffrey E." <[email protected]> Subject

From: Richard Kahn To: "Jeffrey E." <[email protected]> Subject: Fwd: Preferred Opening up @ 10 AM Date: Wed, 13 Jul 2016 13:56:54 +0000 Attachments: red_PSA25 J

nt prospectus. The preliminary prospectus PDF file can be accessed here. NOTE: CENTRALIZED E•DELIVERY IS REQUIRED FOR MLPA NON-RETIREMENT ACCOUNTS James S. Pollard Registered Analyst Team Darrah I Merrill Lynch Wealth Management The Park Avenue Office 200 Park Avenue 134th Floor I New York I New York 10166

Kahn HBRK Associates Inc. Begin forwarded message: From: "Pollard, James S" Subject: S&P Trade Idea Date: June 22, 2016 at 10:15:26 AM EDT To: "Richard Kahn Cc: "Darrah, John W - NEW YORK NY" Rich, , "Minsky, Julie" Below are the details on one of our structured notes this month tied to the S&P 500. I att

MLZTZ.PDF Forwarded message From: Richard Kahn <1 Date: Wed, Jun 22, 2016 at 1:43 PM Subject:

you're aware these notes will trade at a low delta to the underlying index until we get closer to maturity. Let me know your thoughts. Best, Jim James S. Pollard Registered Analyst Team Dorm!' I Merrill Lynch Wealth Management The Park Avenue Office Tcam Darrah Wcbsitc EFTA00825058 The information set f

From: Richard Kahn Sent: Wednesday, May 18, 2016 2:12 PM To: Jeffrey E. Subject: Fwd: New Preferred Attachments: red_SUBWRB_May2016.pdf; Untitled attachment 000

From: Richard Kahn Sent: Wednesday, May 18, 2016 2:12 PM To: Jef

EFTA02702269 • Announced Size: 4mm shares Final Size: xxmm shares Expected Settlement Date: TBD (Expected settle: T+5) Par Amount: $25 par James S. Pollard Registered Analyst Team Darrah I Merrill Lynch Wealth Management The Park Avenue Office 200 Park Avenue I 34th Floor I New York I New York 10166

From: Richard Kahn Sent: Wednesday, April 27, 2016 6:55 PM To: Jeffrey E. Subject: Fwd: AAPL trade idea from Merrill Lynch Attachments: AAPL_Cash_secured_put_04

From: Richard Kahn Sent: Wednesday, April 27, 2016 6:55 PM To: J

le. If you're going to intro the trade to the principal =lease sure he's aware we'll need to get the form approved before we can trade. Best, Jim James S. Pollard Registered Analyst Team Darrah I Merrill Lynch Wealth Management The Park Avenue Office 200 Park Avenue I 34th Floor I New York I New York 10166

From: Richard Kahn Sent: Tuesday, May 3, 2016 5:27 PM To: jeffrey E. Subject: Merrill - BAC Step-Up & Biotech Attachments: 20160503 - BAC Step Up.pdf; Untitled

From: Richard Kahn Sent: Tuesday, May 3, 2016 5:27 PM To: jeffre

es Expected Taxation: Fully taxable as ordinary =ncome Survivor Option: NO - This Note does not carry a Survivor =ption. Par Amount: $1000 par James S. Pollard Registered Analyst Team Darrah I Merrill Lynch Wealth Management The Park Avenue Office 200 Park Avenue I 34th Floor I New York I New York 10166

From: Richard Kahn < Sent: Monday, May 23, 2016 2:06 PM To: jeffrey E. Subject: Fwd: New Preferred Attachments: red_DTESUB_May2016.pdf; Untitled attachment 0018

Inc. Begin forwarded message: From: =/b>"Pollard, James S" Subject: =/b>New =referred Date: =/b>May 23, 2016 at 9:56:12 AM =DT To: =/b>"Richard Kahn ( Cc: "Darrah, John W - NEW YORK NY" Rich, Prospectus =ttached. Details below. Give us a call if you get a confirmed order. Issuer: DTE Energy

shares • Final Size: xxmm shares Expected Settlement Date: TBD=(Expected settle: T+4) Par Amount: $25 par 3 EFTA_R1_02112967 EFTA02708951 James S. Pollard Registered Analyst Team Darrah I Merrill Lynch Wealth Management The Park Avenue Office [email protected] <mailto:[email protected]> Team