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From: Richard Kahn To: "Jeffrey E." <[email protected]> Subject
From: Richard Kahn To: "Jeffrey E." <[email protected]> Subject: Fwd: Preferred Opening up @ 10 AM Date: Wed, 13 Jul 2016 13:56:54 +0000 Attachments: red_PSA25 J
advise thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York. NY 10022 Begin forwarded message: From: "Pollard, James S" Subject: Preferred Opening up @ 10 AM Date: July 13, 2016 at 9:51:22 AM EDT To: "Richard Kahn Rich, Details below Issuer: PRICE TALK: Expecte
From: Richard Kahn To: "Jeffrey E." <[email protected]> Subject: Fwd: UK Referendum Date: Fri, 24 Jun 2016 14:39:28 +0000 Attachments: US_Equity_Strategyn The_Br
From: Richard Kahn To: "Jeffrey E." <[email protected]> Subject
Referendum Date: June 24, 2016 at 9:55:00 AM EDT Cc: "Darrah, John W - NEW YORK NY" < >, "Squillante, Jennifer - 2" "Minsky, Julie' >, "Pollard, James S" Attached is a one page summary on ML's thoughts of the potential impact of the Brexit vote. Please give us a call if Thanks, John like to discu
Kahn HBRK Associates Inc. Begin forwarded message: From: "Pollard, James S" Subject: S&P Trade Idea Date: June 22, 2016 at 10:15:26 AM EDT To: "Richard Kahn Cc: "Darrah, John W - NEW YORK NY" Rich, , "Minsky, Julie" Below are the details on one of our structured notes this month tied to the S&P 500. I att
MLZTZ.PDF Forwarded message From: Richard Kahn <1 Date: Wed, Jun 22, 2016 at 1:43 PM Subject:
Subject: Fwd: S&P Trade Idea To: "jeffrey E." <[email protected]> Richard Kahn HBRK Associates Inc. Begin forwarded message: From: "Pollard, James S" Subject: S&P Trade Idea Date: June 22, 2016 at 10:15:26 AM EDT To: "Richard Kahn Cc: "Darrah, John W - NEW YORK NY" Rich, , "Minsky, Julie" B
From: Richard Kahn Subject Re: GS CUSUIMI Sent Wednesday, May 11, 2016 2:24:00 PM To: Jeffrey E." <[email protected]> ok i also asked morgan stanley today an
From: Richard Kahn Subject Re: GS CUSUIMI Sent Wednesday, May 11,
NY 10022 tel fa cell Begin forwarded message: From: "Minsky, Julie Subject: CUSIP: 381 Date: May 11, 2011111. To: Richard Kahn Cc: "Pollard, James S Rich- The bid ask is 73 x 74 (the trader sees 1,000,000 at 74) Julie Minsky Client Associate Team Darrah I Merrill Lynch Wealth Management The P
From: Richard Kahn Sent: Tuesday, May 3, 2016 5:27 PM To: jeffrey E. Subject: Merrill - BAC Step-Up & Biotech Attachments: 20160503 - BAC Step Up.pdf; Untitled
From: Richard Kahn Sent: Tuesday, May 3, 2016 5:27 PM To: jeffre
ise thank you Richard Kahn HBRK Associates Inc. 575 Lexington =venue 4th Floor New York, NY 10022 Begin forwarded message: From: =/b>"Pollard, James S Subject: =/b>BAC Step-Up & =iotech Date: =/b>May 3, 2016 at 11:43:24 AM =DT To: =/b>"Richard Kahn Cc: "Darrah, John W - NEW YORK NY" Rich, , "M
From: Richard Kahn < Sent: Monday, May 23, 2016 2:06 PM To: jeffrey E. Subject: Fwd: New Preferred Attachments: red_DTESUB_May2016.pdf; Untitled attachment 0018
Inc. Begin forwarded message: From: =/b>"Pollard, James S" Subject: =/b>New =referred Date: =/b>May 23, 2016 at 9:56:12 AM =DT To: =/b>"Richard Kahn ( Cc: "Darrah, John W - NEW YORK NY" Rich, Prospectus =ttached. Details below. Give us a call if you get a confirmed order. Issuer: DTE Energy
nd is based in Detroit, =ichigan. EFTA_R1_02112965 EFTA02708949 Richard Kahn HBRK Associates Inc. Begin forwarded message: From: =/b>"Pollard, James S" Subject: =/b>New =referred Date: =/b>May 23, 2016 at 9:56:12 AM =DT To: =/b>"Richard Kahn ( Cc: "Darrah, John W - NEW YORK NY" Rich, Prospectu
From: Richard Kahn Sent: Tuesday, May IIIIIIIII To: Jeffrey E. Subject: Fwd: GS preferred bid ask still 72.75 x 73.75 our order is =n to purchase $3,000,000 of
From: Richard Kahn Sent: Tuesday, May IIIIIIIII To: Jeffrey E.
urrent bid of $500 face @ $73.625. Do =ou want to hit that? From: Richard Kahn Sent: Tuesday, May 10, 2016 1:27 PM To: Minsky, Julie Cc: Pollard, James S EFTA_R1_01361488 EFTA02365771 Subject: Re: GS preferred can you please provide bid ask thanks Richard Kahn HBRK Associates Inc. 575 Lexingto
From: Richard Kahn [mailto:[email protected]] Sent: Monday, May 09, 2016 4:08 PM To: Pollard, James S Subject: Re: GS preferred ok thanks Richard Kahn HBRK
From: Richard Kahn [mailto:[email protected]] Sent: Monday, M
From: Richard Kahn [mailto:[email protected]] Sent: Monday, May 09, 2016 4:08 PM To: Pollard, James S Subject: Re: GS preferred ok thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cel On May
om» wrote: Thanks for this. Unfortunately the Gabelli preferred completely sold =ut yesterday and there is nothing new being offered today. From: Richard Kahn (mailto:richardkahn12@gmailcomj Sent: Friday, May 06, 2016 2:18 PM To: Minsky, Julie Cc: Pollard, James S Subject: sorry for delay on form is t
nothing new being offered today. From: Richard Kahn (mailto:richardkahn12@gmailcomj Sent: Friday, Ma
ing new being offered today. From: Richard Kahn (mailto:richardkahn12@gmailcomj Sent: Friday, May 06, 2016 2:18 PM To: Minsky, Julie Cc: Pollard, James S Subject: sorry for delay on form is that preferred still available = when is offering? please advise thanks Richard Kahn HBRK Associates Inc.
Entities connected to both Richard Kahn and James S

Jeffrey Epstein
PERSON
Marc Rich
PERSONLexington
LOCATIONPierce, Fenner & Smith Incorporated
ORGANIZATION
Marvin Minsky
PERSON
Bank of America Corporation
ORGANIZATIONTeam Darrah
ORGANIZATIONPollard
PERSONJohn W - NEW YORK NY
PERSONDarrah
PERSONJames S. Pollard
PERSONMember Securities Investor Protection Corporation
ORGANIZATIONBank of America Corporation (
ORGANIZATION