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f) Securities offered through Deutsche Bank Securities Inc. Forwarded by Amanda Kirby on 10/30/2014 08:59 AM From: Darren Indyke <MMa• To: Amanda Kirbylill- Date: PM 10/29/2014 06:13 EFTA01471520 Subject: Re: Dodd Frank Initial Margin Segregation Rule Nov 3rd Deadline - Step 1 [C] Plea
Subject: Fw: Dodd Frank Initial Margin Segregation Rule Nov 3rd Deadline Step 1 [C] From: Amanda Kirby Date: Thu, 30 Oct 2014 09:00:11 -0400 To: Ian Hearn <[email protected]> Cc: DeAWM-WM DerivativeDocs Paul Morris Vahe Stepanian Classification: Confidential Ian, Please see attached Best, Amanda
Subject: Re: Fw: Part Two - Dodd Frank Initial Margin Segregation Rule - Client Segregation Election Notice [C] Classification: Confidential Hi Amanda, thank you for the below. Can you advise if you also have the Responsible Office document signed for both clients as both forms are required to be
gregation Election Notice [C] From: Amanda Kirby < Date: Wed, 29 Oct 2014 17:05:57 -0400 To: DeAWM-WM DerivativeDocs Cc: DeAWM-WM DerivativeDocs Ian Hearn <[email protected]>, Paul Morris < Vahe Stepanian < Classification: Confidential Ian -- Not yet. I've reminded the client that we also need that.
'eevacation mail.com, Regards Ian Hearn Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. E-Mail: From: Amanda Kirbylill- To: Ian Hearn Cc: Date: AM DeAWM-WM DerivativeDocs , Paul Morris , Vahe Stepanian 10/30/2014 09:00 EFTA01471525 Subject: Fw: D
Subject: Re: Fw: Dodd Frank Initial Margin Segregation Rule Nov 3rd Deadline - Step 1 [C] From: Ian Hearn ‹ > Date: Thu, 30 Oct 2014 09:06:12 -0400 To: Amanda Kirby Cc: DeAWM-WM DerivativeDocs Paul Morris Vahe Stepanian Classification: Confidential
Entities connected to both Amanda and Ian Hearn
Darren Indyke
PERSONDeutsche Bank Securities Inc.
ORGANIZATION
Marc Rich
PERSON
Paul Morris
PERSONVahe Stepanian
PERSONDeutsche Asset & Wealth Management
ORGANIZATIONIA Seg Advisory
ORGANIZATIONWM Americas 4.8.14
ORGANIZATION