Subject: Fw: Dodd Frank Initial Margin Segregation Rule Nov 3rd Deadline Step 1 [C] From: Amanda Kirby Date: Thu, 30 Oct 2014 09:00:11 -0400 To: Ian Hearn <[email protected]> Cc: DeAWM-WM DerivativeDocs Paul Morris Vahe Stepanian Classification: Confidential Ian, Please see attached Best, Amanda

gregation Election Notice [C] From: Amanda Kirby < Date: Wed, 29 Oct 2014 17:05:57 -0400 To: DeAWM-WM DerivativeDocs Cc: DeAWM-WM DerivativeDocs Ian Hearn <[email protected]>, Paul Morris < Vahe Stepanian < Classification: Confidential Ian -- Not yet. I've reminded the client that we also need that.

Subject: Re: Fw: Dodd Frank Initial Margin Segregation Rule Nov 3rd Deadline - Step 1 [C] From: Ian Hearn ‹ > Date: Thu, 30 Oct 2014 09:06:12 -0400 To: Amanda Kirby Cc: DeAWM-WM DerivativeDocs Paul Morris Vahe Stepanian Classification: Confidential

54-0004 New York, NY, USA (Embedded image moved to file: pic14004.gif) Securities offered through Deutsche Bank Securities Inc. From: dbcom To: Ian Hearn/db/- Amanda Kirby/db/- EFTA01471531 Cc: Date: AM DeAWM-WM DerivativeDocs/db/ , Paul Morris/db/- , Vahe Stepanian/db/ 10/30/2014 09:06 Subject