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e data include Pershing accounts only, as there were no concentrated positions >$10m in State Street. Let me know if you have any questions. Best, Diego Diego Galan Head of Strategy Wealth Management Americas DB Securities Inc 345 Park Avenue. 10154-iX04 New York. NY. USA Tel. Mo Emai Assistant:
From: Diego Galan Sent: 4/7/2015 5:22:35 PM To: Chip Packard ; Haig Ariyan ; Joshua Friedberg Subject: Concentrated positions (Cl Attachments: Concentrated positions greater than $10m - Pershing - April 2015.xlsx Classification: Confidenti
e data include Pershing accounts only, as there were no concentrated positions >$10m in State Street. Let me know if you have any questions. Best, Diego Diego Galan Head of Strategy Wealth Management Americas DB Securities Inc 345 Park Avenue. 101540004 New York. NY. USA Tel. Mobile Email diego
k Avenue New York, NY. 10154 Phone: 1 Mobile: 1 Email: From: Diego Galan Sent: Tuesday, April 07, 2015 05:22 PM To: Chip Packard; Haig Ariyan; Joshua Friedberg Subject: Concentrated positions [C] Classification: Confidential Chip, Haig and Josh, Following up on last week's discussion, please find attache
- Pershing - April 2015.xlsx I I Classification: Confidential Todd and Dan, Please find attached the concentrated positions on Pershing. Best, Diego From: Todd Stevens Sent: Friday, May 15, 2015 2:40 PM To: Diego Galan; Daniel Sabba Cc: Chip Packard Subject: FW: Concentrated positions [C] Cl
l be the point person on our team to key up the materials. Todd From: Chip Packard Sent: Tuesday, April 14, 2015 2:06 PM To: Jennifer Bottalico; Joshua Friedberg; Todd Stevens Cc: Andrew Gallivan; Lee Hutter; Michael S Jacoby; Mark LaRoe Subject: FW: Concentrated positions [C] Classification: Confidential
includes by office, by banker / CA, by client, by account for accounts with 410m in a single stock. Let me know if you have any questions. Best, Diego From: Chip Packard Sent: Tuesday, April 07, 2015 6:57 PM To: Diego Galan; Haig Ariyan; Joshua Friedberg Subject: Re: Concentrated positions [C]
Securities offered through Deutsche Bank Securities. Inc. From: Diego Galan Sent: Saturday, April 11, 2015 2:27 PM To: Chip Packard; Haig Ariyan; Joshua Friedberg Subject: RE: Concentrated positions [C] Classification: Confidential All, Please find attached the list of State Street concentrated positions —
Entities connected to both Diego and Joshua Friedberg