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mended statement of their claims against The Bear Steams Companies, Bear Stearns & Co., Bear Steams Asset Management ("BSAM"), and Warren Spector ("Spector") (collectively "Bear Steams"). These claims arise out of the collapse in the summer of 2007 of a group of hedge funds managed by Bear Stearns. Cla
Inc. ("FTC") and The C.O.U.Q. Foundation, Inc. ("COUQ") (collectively, "Claimants"), submit the following amended statement of their claims against The Bear Steams Companies, Bear Stearns & Co., Bear Steams Asset Management ("BSAM"), and Warren Spector ("Spector") (collectively "Bear Steams"). These claims arise out of
rom 2001 to 2008. 3. Warren Spector was Co-President and Co-Chief Operating Officers of The Bear Steams Companies from 2001 until August 2007. Mr. Spector was responsible for overseeing the hedge fund business of Bear Steams Asset Management. Mr. Spector also was responsible for overseeing risk manag
and statements in this affidavit. Each of the facts and statements is true and correct. 2. From 1993 to 2008, I was the Chief Executive Officer of The Bear Steams Companies. I also was Chairman of the Board from 2001 to 2008. 3. Warren Spector was Co-President and Co-Chief Operating Officers of The Bear Steams Compan
f investors, and he was several reporting lines removed from the valuation, oversight and monitoring of the Funds. Epstein's decision to single out Spector as the responsible individual is puzzling at best. Second, Epstein's narrative ignores that, prior to investing with BSAM, he received extensive wri
E RESOLUTION, INC. X Financial Trust Company, Inc. and The C.O.U.Q. Foundation, Inc., Claimants, : FINRA No. 09-979 v. : AMENDED STATEMENT OF The Bear Steams Companies, Bear Stearns & Co., : ANSWER Bear Steams Asset Management, and Warren Spector, : Respondents. X Pursuant to Rule 12303 of the Code of Arbitrati
Entities connected to both Spector and The Bear Steams Companies

Jeffrey Epstein
PERSON
Alan Dershowitz
PERSON
Jimmy Cayne
PERSONAce Greenberg
PERSON
Bear Stearns
ORGANIZATIONDavid B. Anders
PERSONWarren Spector
PERSONCo-Chief
ORGANIZATION
Ralph Cioffi
PERSON
Matthew Tannin
PERSONTannin
ORGANIZATION
LIPTON
ORGANIZATIONROSEN & KATZ
ORGANIZATIONthe Enhanced Fund's
ORGANIZATIONthe High-Grade
ORGANIZATIONthe Private Placement Memorandum
ORGANIZATION