Epstein Secrets

Forms 10. Arbitration Correspondence from Stacy E. Yeung II. Joint Ltr Re Extension until Sept. 16 Submitted by FINRA (Bear Steams arbitration re Spector) FTC BEAR STEARNS LITIGATION III WORKING FILE Bear Stearns 1. Correspondence 2. FTC Customer Agreement 3. Customer Agreement 4. Storch Invoice

lement Class Action/MDL Complaint EFTA00300523 Bear Stearns Arbitration (Harry Susman)(Finra Dispute Resolution. Inc)FTC & COUQ vs Bear Stearns & Warren Spector -Correspondence -FTC and The COUQ Foundation's Amended Statement of Claim -Statement of Answer (FTC & COUQ vs. Bear and Warren Spector) Dec. 4, 20

rom 2001 to 2008. 3. Warren Spector was Co-President and Co-Chief Operating Officers of The Bear Steams Companies from 2001 until August 2007. Mr. Spector was responsible for overseeing the hedge fund business of Bear Steams Asset Management. Mr. Spector also was responsible for overseeing risk manag

ct. 2. From 1993 to 2008, I was the Chief Executive Officer of The Bear Steams Companies. I also was Chairman of the Board from 2001 to 2008. 3. Warren Spector was Co-President and Co-Chief Operating Officers of The Bear Steams Companies from 2001 until August 2007. Mr. Spector was responsible for overseein

ne, particularly Mr. Cayne, with whom Mr. Epstein has had a close personal and business relationship for almost 30 years. 2. In December 2003, Mr. Spector made an unsolicited call on Mr. Epstein to sell Mr. Epstein an investment in the High-Grade Fund. Mr. Spector specifically told Mr. Epstein that t

Mr. Epstein has had virtually no experience in debt securities. This is readily verifiable by Mr. Epstein's trading accounts and was well known by Warren Spector and Jimmy Cayne, particularly Mr. Cayne, with whom Mr. Epstein has had a close personal and business relationship for almost 30 years. 2. In Dece

f Bear Stearns from 1993 until January 2008 and Chairman of the Board from 2001 until Bear Stearns' collapse in March, 2008. 10. Warren Spector ("Spector") was Co-President and Co-Chief Operating Officer of Bear Stearns from 2001 until August 2007. Spector was forced to resign these EFTA00729584 Ca

ecutive Officer of Bear Stearns from 1993 until January 2008 and Chairman of the Board from 2001 until Bear Stearns' collapse in March, 2008. 10. Warren Spector ("Spector") was Co-President and Co-Chief Operating Officer of Bear Stearns from 2001 until August 2007. Spector was forced to resign these EFTA007

f investors, and he was several reporting lines removed from the valuation, oversight and monitoring of the Funds. Epstein's decision to single out Spector as the responsible individual is puzzling at best. Second, Epstein's narrative ignores that, prior to investing with BSAM, he received extensive wri

aimants, : FINRA No. 09-979 v. : AMENDED STATEMENT OF The Bear Steams Companies, Bear Stearns & Co., : ANSWER Bear Steams Asset Management, and Warren Spector, : Respondents. X Pursuant to Rule 12303 of the Code of Arbitration Procedure for Customer Disputes, Respondent Warren Spector, by his attorneys

rein, capitalized terms used in this Release shall have the meanings ascribed to them in the Agreement. 2. For purposes of this Release, the term "Spector Released Claims" means and includes all Claims of every nature, character and description, known and unknown, that Releasor now owns or holds, has

shall grant a release, the scope and terms of which are set forth in paragraphs 1.1, 1.2, 1.4, 1.5, 1.7, 1.8 and 3.1 of the Agreement, in favor of Warren Spector (the "Releasor") and certain other parties, NOW, THEREFORE, in consideration of the foregoing recitals and other good and valuable consideration, t

Forms 10. Arbitration Correspondence from Stacy E. Yeung II. Joint Ltr Re Extension until Sept. 16 Submitted by FINRA (Bear Steams arbitration re Spector) Caterpillar Trust and Butterfly Trust 1. Caterpillar Trust Agreement 2. Butterfly Trust Agreement 3. Butterfly Trust EIN 4. Caterpillar EIN 5.

ren Spector -Correspondence EFTA00299924 -FTC and The COUQ Foundation's Amended Statement of Claim -Statement of Answer (FTC & COUQ vs. Bear and Warren Spector) Dec. 4, 2009 -Amended Statement of Answer (Dec. 4, 2009) -Finra Arbitration Submission Agreement -Susman Godfrey LLP Invoices -Arbitrators -Sig