Document Mentions (3 shared documents)

EFTA01289201_sub_002 - EFTA01289201_200

2 mentions1 same-page

Page ?Same page

ust 31,2017 SOUTH ERN FINANCIAL LLC Cast Basis Merkel Rice arket Pale Unmated Gsintloss estimaled E

ket Even Year SoKe 200/ DALBAR RATED COMMUNICATIONS tzetteletCE Page 3 of 19 Cloarlas through P Wie LLC,a Sbaly owned adnithory of Ow Barka Now YM Melba Corporation (VW Waal Pashint motto FINROARtlieleM_00046364 DEI-SDNY-0009188 EFTA_00 156973 EFTA01289336 Portfolio Holdings (continued) Adjus

EFTA01289201_sub_003 - EFTA01289201_240

2 mentions1 same-page

Page ?Same page

00% 0 20 40 60 80 100 Mike Value Sof Band Merkel Value 6 tot) years 314,775.00 2% Over 10 year

httlket Even Year SoKe 200/ DALBAR RA TED COMMUNICATIONS (XCOJANCE Page 3 of 17 Clearlas through P.O.W. LAC, Sbaly toned att." of Ow Barka Now YM Melba CoMotation (MY WIWI Pas him LIC. mote. FINIto,MtlYeLelt00046437 CBSDNY-0009261 EFIA_00157046 EFTA01289409 Portfolio Holdings (continued) Dale

EFTA01290001_sub_001 - EFTA01290001_100

2 mentions1 same-page

Page ?Same page

ated Otte Acquired Quantey (M Coil Cost Bans Merkel Price Market Venn Ceinflos Menet Annual Incom

Rated (.hiked Even Year SoKe 200/ DAL BAR RA TED COMMUNICATORS (XCOJANCE Clearlas through Perstarell.C. a Saw/ toned stinithory of tMeanka Now YM Melba CoMotation (MY NNW) Per sNnt tLC. mama. FINRA.latfiaGM-00047207 DB-SDNY-00 10031 EFIA_001 57816 EFTA01290076 Transactions by Type of Activity