Document Mentions (3 shared documents)

EFTA01289201_sub_001 - EFTA01289201_100

2 mentions1 same-page

Page ?Same page

7 SOUTHERN FINANCIAL LLC Description Ovataity Merkel Pike \Watt Value Cliff 00/ EQUITIES (continued)

CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID Rated (scallent fray Yee/ Since 2C01 DALIAR RATED COMMUNICATIONS mama Cloating trough Peal% LC, SIN/ owned "ISSN. atraata New Yak Melon Corporation (ONY Mellon) M_00046306 Pttshine entnin FINRA.VAPtilke DB-SDNY-0009 130 EFTA_00156915 E

EFTA01289201_sub_003 - EFTA01289201_240

2 mentions1 same-page

Page ?Same page

00% 0 20 40 60 80 100 Mike Value Sof Band Merkel Value 6 tot) years 314,775.00 2% Over 10 year

AL — PURSUANT TO FED. R. CRIM. P. 6(e) Page " of CONFIDg Rated (scellent fray Year &ace 2CO1 DAL/AR RATED COMUNICAIVIIS D agma Cleating trough Peal% LC, Sway owned sticliary of **Bark of New Yak Medan Corporation (IINY WNW Pershing ll.C.mtnis MRA.VAPIII2PM_00046445 DB-SDNY-0009269 EFTA_00157054

EFTA01290001_sub_001 - EFTA01290001_100

2 mentions1 same-page

Page ?Same page

ated Otte Acquired Quantey (M Coil Cost Bans Merkel Price Market Venn Ceinflos Menet Annual Incom

— PURSUANT TO FED. R CRIM. P. 6(e) Pagel of 9 CONFIDWFAL-4 Wed bane% hay Year Sffice 2C0/ DAUM RA TED COMUNICATiOt6 FICILIANCI Clearlas through Peal% LC. a wilwanornal emery of tinier. a Nom Yak Mike Corporation (MY NNW) Ptrshint L1C. mat. FINRA,EINYILGM-00047192 DB-SDNY-0010016 EFrA_00 I 57801