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7 SOUTHERN FINANCIAL LLC Description Ovataity Merkel Pike \Watt Value Cliff 00/ EQUITIES (continued)
estment advice. Page 16 of 3' 801002.6C630_0Z5 NFIDFFITAL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Rated Ein4lent Every Year Sine 2007 DALBAR RATED COMMUNICATIONS VIM I. MCC Clown& through Persbn LLC • Say ~ad subudiary of me Bank ol Mew Y.:4 Melba Corporation18NY Mellon) tic. mntft ‘11•RA.gWrillteM 000462
ted Date Acquired Ouanmy Unit Cost Cod Basis Merkel Price Make Value Gain/ Loss Anal Income Yield
OLE Cio paperless L THERA CO ILL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) NFIDrariAL Page 3 of 20 Rata. tmolloni Every Vat Slate 2007 DALBAR RATED COMMUNICATIONS rxenurraer -ar.t.t" SDNY_GM_00045858 Ce-SDNY-0008682 EFIA_00 156467 EFTA01288830 Portfolio Holdings (continued) Date Acquired Fixed Income
ired Quantity Veit Cod Cog Basis Market Pria Merkel Valve Gail/Los Aneeal Income Yield Mutual Fun
43 Go paperless TFE CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) FAZE rRGSrONFI DranAL Page of 10 Rated tacellera L very Year Since 2'007 DALBAR RATED COMMUNICATIONS rxentrwer SDNCGM_00048221 DB-SDNY-0011045 EFTA_00 158830 EFTA01290858 Activity Summary ,air' amounts shown are in base currency) Credits This
ated Otte Acquired Quantey (M Coil Cost Bans Merkel Price Market Venn Ceinflos Menet Annual Incom
City, New Jersey 07399; (201) 413-3330. Page 8 of 8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID Rated (Kent.% (rev Year S.ritt 2001 DALBAR RATED COMMUNICATIONS ClatIANCI Cleating through Pantiles1.Mo abaft owned Snider" of Ow 6.31* a New Yak Mellon Corporation (IN't Melee) Ptrshinellf.rnenix. FINRA.A4V5
Entities connected to both Angela Merkel and DALBAR RATED COMMUNICATIONS

Jeffrey Epstein
PERSON
George W. Bush
PERSON
Ghislaine Maxwell
PERSON
Baltimore
LOCATION
Condoleezza Rice
PERSON
JPMorgan Chase
ORGANIZATION
Mao Zedong
PERSON
Samantha Power
PERSONPershing
LOCATION
Jeff Sessions
PERSON
Deutsche Bank
ORGANIZATIONthe State of New York
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONPershing LLC
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONON PERSHING'S
ORGANIZATIONUSAGES
ORGANIZATIONMoney Market Fund
ORGANIZATION