Document Mentions (3 shared documents)

EFTA01289441_sub_002 - EFTA01289441_200

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. F93961416 Total Common Stocks Sainted Corny Merkel Pria Musket Value pliancy Yield 11,200.000 94

rmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. CONFIDENTIAL — PURSUANT TO FED. R CRilvl. P. 6(e) Page 20 of 21 Account Number CONFID L Wed Emden? Emmy Year Since 2007 DALIAR RATED COMMUNICATIONS LXCILLINCI Clearing lamp% PashiglI

EFTA01289201_sub_001 - EFTA01289201_100

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7 SOUTHERN FINANCIAL LLC Description Ovataity Merkel Pike \Watt Value Cliff 00/ EQUITIES (continued)

ershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; . Errors and Omissions excepted. CONFIDENTIAL — PURSUANT TO FED. R CRilvl. P. 6(e) BO 099389CSP300 18 CONFIDO. L Rated [scented bey Year Since 2007 PALIARMITO COMMUNCAT IONS exautea Page 2) of 22 Clewing through Pen

EFTA01290001_sub_001 - EFTA01290001_100

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ated Otte Acquired Quantey (M Coil Cost Bans Merkel Price Market Venn Ceinflos Menet Annual Incom

d turn off paper communications, log in to your account or contact your Investment Specialist for more information. CONFIDENTIAL — PURSUANT TO FED. R CRilvl. P. 6(e) CONFIDWFAL lawn Page 6 of 8 Rated (salient (rev Yew Sect 2C0/ DALBAR RATED COMMUNICATIONS c(co.tuta Cleating through Pershing Luc. a