Document Mentions (4 shared documents)

EFTA00137295

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ty by fraudulent pretenses, representations or promises from two elder victims." US Charges Nine With Stealing, Selling Boats, Other Vehicles. The Providence (RI) Journal <https://www.providencejoumal.cotn/story/news/crime/2020/11/23/9-indicted- stealing-boats-atvs-excavators-ri-3-other-states/6395140002/>

vvww.bloomberg.corn/news/articles/2020-11-23khinese-firms-must-ensure-investors-know-risks-sec- lawyers-say?smd=premium> (11/23, Bain, 4.73M) reports Securities and Exchange Commission officials "are pressing Chinese companies with stock trading in the US to make sure investors are aware of the potential risks they face because of

EFTA00137183

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Corp." WPRI-TV <https://wvvw.wpri.cotn/new-england/massachusetts/chairman-of-mashpee-wampanoag-tribe- wanvick-man-indicted-for-bribery-extortiont, Providence, RI (11/13, Baffoni, DaSilva, 49K) reports, "The indictment says Cromwell used the money on personal expenses, including a weekend stay at a Boston

reports former Wells Fargo CEO John Stumpf on Friday agreed to pay $2.5 million to settle civil claims involving fake accounts at the bank, even as the Securities and Exchange Commission filed a civil fraud lawsuit against another former Wells Fargo executive. Ex-Deputies Sue Texas AG Paxton For Retaliation. The AP <https://apnews.

EFTA00137484

2 mentions1 same-page

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ve and that the missing woman's remains have still not been found." Co-Conspirator Testifies In Former Massachusetts Mayor's Corruption Trial. The Providence (RI) Journal <https://www.providencejoumal.cofn/story/news/crime/2021/05/05/live-updates- corruption-trial-forrner-fall-river-mayor-jasiel-correia-br

o Wins and Loses When Short Sellers, Social Media, and Retail Investors Collide, Part III', held via EFTA00137529 Cisco Webex, with testimony from Securities and Exchange Commission Chairman Gary Gensler; The Depository Trust & Clearing Corporation President and CEO Michael Bodson; and Financial Industry Regulatory Authority Pr

Mutual Connections (1,411)

Entities connected to both Providence and the Securities and Exchange Commission

Jeffrey Epstein