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e BHC Act and related regulations (known as the "Volcker Rule") restrict the ability of a banking entity,
which are -55- CONFIDENTIAL UBSTERRAMAR00003917 EFTA00239249 FOR EXISTING INVESTOR USE ONLY invested as part of the Investor's participation in the UBSFS Advisory Program, Fiduciaries of Benefit Plan Investors will be required to represent that the decision to invest in the AlphaKeys Fund was made by them as Fiduciar
2 mentions1 same-page
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ank Act, Section 13 of the BHC Act (known as the "Volcker Rule") restricts the ability of banking entities
ct to the assets of any Investor used to purchase the Interests in the AlphaKeys Fund which are invested as part of the Investor's participation in the UBSFS Advisory Program, Fiduciaries of Benefit Plan Investors will be required to represent that the decision to invest in the AlphaKeys Fund was made by them as Fiduciar
2 mentions1 same-page
Page ?Same page
ank Act, Section 13 of the BHC Act (known as the "Volcker Rule") restricts the ability of banking entities
ct to the assets of any Investor used to purchase the Interests in the AlphaKeys Fund which are invested as part of the Investor's participation in the UBSFS Advisory Program, Fiduciaries of Benefit Plan Investors will be required to represent that the decision to invest in the AlphaKeys Fund was made by them as Fiduciar
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Mutual Connections (117)
Entities connected to both Paul Volcker and the UBSFS Advisory Program
United States
LOCATION37 w/ Paul·3 w/ the
Ghislaine Maxwell
PERSON26 w/ Paul·2 w/ the
U.S. Treasury
ORGANIZATION15 w/ Paul·3 w/ the
Federal Reserve
ORGANIZATION13 w/ Paul·2 w/ the
Cayman
LOCATION11 w/ Paul·3 w/ the
the District of Columbia
LOCATION11 w/ Paul·3 w/ the
New York
LOCATION10 w/ Paul·3 w/ the
Cayman Islands
LOCATION10 w/ Paul·2 w/ the
the U.S. Investment Company Act
ORGANIZATION9 w/ Paul·3 w/ the
Keogh
ORGANIZATION10 w/ Paul·2 w/ the
Philadelphia
LOCATION8 w/ Paul·2 w/ the
UBS AG
ORGANIZATION6 w/ Paul·3 w/ the
No Assurance of Investment Return
ORGANIZATION5 w/ Paul·3 w/ the
Schulte Roth & Zabel LLP
ORGANIZATION5 w/ Paul·3 w/ the
Classes of Interests
ORGANIZATION4 w/ Paul·3 w/ the
the Internal Revenue Service
ORGANIZATION4 w/ Paul·3 w/ the
Bank Holding Company Act Considerations
ORGANIZATION4 w/ Paul·3 w/ the
Ernst & Young LLP
ORGANIZATION4 w/ Paul·3 w/ the
the Underlying Fund Management Fee
ORGANIZATION4 w/ Paul·3 w/ the
the Investor Application
ORGANIZATION4 w/ Paul·3 w/ the