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Document Mentions (5 shared documents)
2 mentions1 same-page
Page ?Same page
arties. Parts of the Dodd-Frank Act, such as the "Volcker Rule," may affect the number and type of partic
ivate investment funds available via the iCapital Network ("iCapital Funds"). The prospect of receiving such compensation creates an incentive for iCapital Securities, LLC to place investors in the iCapital Funds from which it receives a placement fee or may in the future receive such a fee over other investment
2 mentions1 same-page
Page ?Same page
arties. Parts of the Dodd-Frank Act, such as the "Volcker Rule," may affect the number and type of partic
ivate investment funds available via the iCapital Network ("iCapital Funds"). The prospect of receiving such compensation creates an incentive for iCapital Securities, LLC to place investors in the iCapital Funds from which it receives a placement fee or may in the future receive such a fee over other investment
2 mentions1 same-page
Page ?Same page
arties. Parts of the Dodd-Frank Act, such as the "Volcker Rule," may affect the number and type of partic
ivate investment funds available via the iCapital Network ("iCapital Funds"). The prospect of receiving such compensation creates an incentive for iCapital Securities, LLC to place investors in the iCapital Funds from which it receives a placement fee or may in the future receive such a fee over other investment
Sponsored
2 mentions1 same-page
Page ?Same page
arties. Parts of the Dodd-Frank Act, such as the "Volcker Rule," may affect the number and type of partic
ivate investment funds available via the iCapital Network ("iCapital Funds"). The prospect of receiving such compensation creates an incentive for iCapital Securities, LLC to place investors in the iCapital Funds from which it receives a placement fee or may in the future receive such a fee over other investment
2 mentions1 same-page
Page ?Same page
arties. Parts of the Dodd-Frank Act, such as the "Volcker Rule," may affect the number and type of partic
ivate investment funds available via the iCapital Network ("iCapital Funds"). The prospect of receiving such compensation creates an incentive for iCapital Securities, LLC to place investors in the iCapital Funds from which it receives a placement fee or may in the future receive such a fee over other investment
Sponsored
Mutual Connections (82)
Entities connected to both Paul Volcker and iCapital Securities
Eric Holder
PERSON94 w/ Paul·5 w/ iCapital
U.S. Virgin Islands
LOCATION84 w/ Paul·5 w/ iCapital
iCapital
ORGANIZATION5 w/ Paul·82 w/ iCapital
Glendower
LOCATION24 w/ Paul·21 w/ iCapital
United States
LOCATION37 w/ Paul·5 w/ iCapital
Access Fund
ORGANIZATION19 w/ Paul·16 w/ iCapital
New Market Structure Requirements Applicable to Derivatives
ORGANIZATION24 w/ Paul·5 w/ iCapital
Michael Shannon
PERSON2 w/ Paul·27 w/ iCapital
the iCapital Network
ORGANIZATION5 w/ Paul·21 w/ iCapital
New York
LOCATION10 w/ Paul·16 w/ iCapital
Fidelity Brokerage Services
ORGANIZATION5 w/ Paul·21 w/ iCapital
United Kingdom
LOCATION19 w/ Paul·5 w/ iCapital
Denmark
LOCATION12 w/ Paul·5 w/ iCapital
Norway
LOCATION12 w/ Paul·5 w/ iCapital
the District of Columbia
LOCATION11 w/ Paul·5 w/ iCapital
Belgium
LOCATION11 w/ Paul·5 w/ iCapital
Luxembourg
LOCATION11 w/ Paul·5 w/ iCapital
Cayman
LOCATION11 w/ Paul·5 w/ iCapital
Keogh
ORGANIZATION10 w/ Paul·5 w/ iCapital
Cayman Islands
LOCATION10 w/ Paul·5 w/ iCapital