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volcker Status: Idenofied on Customer Profile Volcker Rag: No , street, Address (ocy post code):
or is the customer threatening litigation against O Yes RI No F' Deutsche Bank AG or any."( Hs subsidiaries? (If Yes, ptovkle cleats betwandcontact Quay Mgt. (Lattm/Intl)o or the Regulatory Control Croup and nobryConwhance immediett•ly) Does the dent or rated party have any flnancial or other associabo
ate of incorporation / registration: 2/25/2013 Volcker Status Volcker Rag: Address (city, street, post
ubsidiaries or is the customer threatening litigation against Deutsche Bank AG or any of b subsidiaries, (If Yes, peon* cidaiik below and s, ontad Quay Mgt O Yes 0 No (LatArnfint7Jor the Regulatory Contra/ Cioup and notify Compliance immeditey) G. O Yes 0 No https://dbforcepb.my.salesforce.com/servl
/27/2006 Status: Idenafled on Customer Profile Volcker Rag: No volcker Address (oty, street, post cod
is the customer threatenng litigation against O Yes RI No F' Deutsche Bank AG or any."( its subsidiaries? (If Yes, pruvh cleats below and contact Quay Mgt. (Lattm/Intl)o r the Regulatory Control Croup and nobryConwhance immediett•ly) Does the dent or rated party have any financial or other association
Date of incorporation / registrabon: 4/25/2012 Volcker Status: Estate or Charitable/Atlanta:tic Volcke
iaries or is the customer threatening kigabon against 0 yes 2 No Deutsche Bank AG or any of is subsidiaries? (II Yes, provide Malls telow and ceaWd Quay Mgt (LatAm/Int?) or the Regulatory Control Group and notify Compliance immediately) G' financial Does the client or related party have any or other
Entities connected to both Paul Volcker and Quay Mgt

Jeffrey Epstein
PERSONDarren Indyke
PERSON
Eric Holder
PERSON
U.S. Virgin Islands
LOCATION
Deutsche Bank
ORGANIZATION
Les Wexner
PERSON
Financial Trust Company
ORGANIZATION
Prince Andrew
PERSONSouthern Trust Company
ORGANIZATION
Bear Stearns
ORGANIZATIONHarry Beller
PERSON
Dow Jones
ORGANIZATIONDeutsche Bank Americas New York
ORGANIZATIONDeutsche Bank Private Wealth Management
ORGANIZATION
Richard Kahn
PERSON
Martha Stewart
PERSONTIN/EIN
ORGANIZATIONMartindale-Hubbell
ORGANIZATION
the Office of Foreign Assets Control
ORGANIZATION
Paul Morris
PERSON