4
Shared Docs
4
Same-Page
4 / 4
Mentions
sor" or manage hedge funds and private equity funds, such as the AlphaKeys Fund, only if certain conditions are satisfied. Among other things, these Volcker Rule conditions generally prohibit banking entities (including UBS and its affiliates) from engaging in "covered transactions" and certain other tr
bligated to agree to be bound by all of the terms of the LLC Agreement. Each potential investor also will be obligated to represent and warrant in the Investor Application, among other things, that such investor is purchasing an Interest for its own account, and not with a view to the distribution, assignment, transfe
e BHC Act and related regulations (known as the "Volcker Rule") restrict the ability of a banking entity,
STOR USE ONLY Notwithstanding anything to the contrary provided in any offering document relating to the AlphaKeys Fund (including this Memorandum, the Investor Application and the AlphaKeys Fund Agreement), each Investor or prospective Investor (and each employee, representative, or other agent of the Investor or pros
ank Act, Section 13 of the BHC Act (known as the "Volcker Rule") restricts the ability of banking entities
vant thereto. Notwithstanding anything to the contrary provided in any offering document relating to the AlphaKeys Fund (including this Memorandum, the Investor Application and the AlphaKeys Fund Agreement), each Investor or prospective Investor (and each employee, representative, or other agent of the Investor or pros
ank Act, Section 13 of the BHC Act (known as the "Volcker Rule") restricts the ability of banking entities
vant thereto. Notwithstanding anything to the contrary provided in any offering document relating to the AlphaKeys Fund (including this Memorandum, the Investor Application and the AlphaKeys Fund Agreement), each Investor or prospective Investor (and each employee, representative, or other agent of the Investor or pros
Entities connected to both Paul Volcker and the Investor Application

United States
LOCATION
Ghislaine Maxwell
PERSON
U.S. Treasury
ORGANIZATION
Federal Reserve
ORGANIZATIONthe District of Columbia
LOCATIONCayman
LOCATION
New York
LOCATIONKeogh
ORGANIZATION
Cayman Islands
LOCATIONthe U.S. Investment Company Act
ORGANIZATION
UBS AG
ORGANIZATION
Philadelphia
LOCATIONThe Placement Fee
ORGANIZATIONNo Assurance of Investment Return
ORGANIZATION
the Internal Revenue Service
ORGANIZATIONErnst & Young LLP
ORGANIZATIONClasses of Interests
ORGANIZATIONSchulte Roth & Zabel LLP
ORGANIZATIONthe Underlying Fund Management Fee
ORGANIZATIONBank Holding Company Act Considerations
ORGANIZATION