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e BHC Act and related regulations (known as the "Volcker Rule") restrict the ability of a banking entity,
Investor Application, shall have any legal effect. The Administrator is registered as a "commodity pool operator" with the CFTC and is a member of the National Futures Association ("NFA") in such capacity under the U.S. Commodity Exchange Act, as amended. With respect to the AlphaKeys Fund, the Administrator has claimed an ex
2 mentions1 same-page
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ank Act, Section 13 of the BHC Act (known as the "Volcker Rule") restricts the ability of banking entities
L CONFIDENTIAL UBSTERRAMAR00002263 EFTA00237819 The Administrator is registered as a "commodity pool operator" with the CFTC and is a member of the National Futures Association ("NFA") in such capacity under the U.S. Commodity Exchange Act, as amended. With respect to the AlphaKeys Fund, the Administrator has claimed an e
2 mentions1 same-page
Page ?Same page
ank Act, Section 13 of the BHC Act (known as the "Volcker Rule") restricts the ability of banking entities
L CONFIDENTIAL UBSTERRAMAR00001210 EFTA00236856 The Administrator is registered as a "commodity pool operator" with the CFTC and is a member of the National Futures Association ("NFA") in such capacity under the U.S. Commodity Exchange Act, as amended. With respect to the AlphaKeys Fund, the Administrator has claimed an e
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Mutual Connections (120)
Entities connected to both Paul Volcker and the National Futures Association
United States
LOCATION37 w/ Paul·5 w/ the
Ghislaine Maxwell
PERSON26 w/ Paul·5 w/ the
U.S. Treasury
ORGANIZATION15 w/ Paul·3 w/ the
Federal Reserve
ORGANIZATION13 w/ Paul·2 w/ the
Cayman
LOCATION11 w/ Paul·3 w/ the
the District of Columbia
LOCATION11 w/ Paul·3 w/ the
Keogh
ORGANIZATION10 w/ Paul·4 w/ the
New York
LOCATION10 w/ Paul·3 w/ the
Cayman Islands
LOCATION10 w/ Paul·2 w/ the
the U.S. Investment Company Act
ORGANIZATION9 w/ Paul·3 w/ the
Philadelphia
LOCATION8 w/ Paul·2 w/ the
UBS AG
ORGANIZATION6 w/ Paul·4 w/ the
Schulte Roth & Zabel LLP
ORGANIZATION5 w/ Paul·3 w/ the
No Assurance of Investment Return
ORGANIZATION5 w/ Paul·3 w/ the
Classes of Interests
ORGANIZATION4 w/ Paul·3 w/ the
the Underlying Fund Management Fee
ORGANIZATION4 w/ Paul·3 w/ the
Ernst & Young LLP
ORGANIZATION4 w/ Paul·3 w/ the
the Investor Application
ORGANIZATION4 w/ Paul·3 w/ the
the Internal Revenue Service
ORGANIZATION4 w/ Paul·3 w/ the
Bank Holding Company Act Considerations
ORGANIZATION4 w/ Paul·3 w/ the