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tion f registration: 4/12/2011 Vokker Status: Volcker Rag: Address (city, street, post code): 6100 R
ng or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the P WM Americas Procedures and the PP7M Global KYC Policy (i) Client Facing Professionals (CFP is) include: Relationship Managers. Wealth AaWsors, Product Officers, Brokers.
te of incorporation / registration: 8/13/1998 Volcker Status: Volcker Rag: Address (city, street, pos
ng or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the P WM Americas Procedures and the Prat. Global KYC Policy (1) Client Facing Professionals (CFP is) include: Relationship Managers. Wealth AaVisors, Product Officers, Brokers
ation registration: 10/27/2011 Vokker Status: Volcker Rag: Address (city, street, post code): 6100 R
ng or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the P WM Americas Procedures and the PWM Global KYC Policy (i) Client Facing Professionals (CFP Is) include: Relationship Managers. Wealth Ackisors, Product Officers, Brokers.
ation / registration: 4;12/2011 volckn Status: Volcker Rag: Address (city, street, post code): 6100 R
ng or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the P WM Americas Procedures and the PWM Global KYC Policy (I) Client Facing Professionals (CFP is) include: Relationship Managers. Wealth Advisors, Product Officers, Brokers.
Date of incorporation / registration: 2/9/1999 Volcker Status: Volcker Hag: Address (city, street, pos
ring or unethical activities on the part of the client(s) and that have followed all the procedures relating to account opening as described in the P WM Americas Procedures and the PIVM Global KYC Policy Imps://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid-OIN30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PUR
te of incorporation / registration: 4/12/2011 Volcker Status: Volcker Hag: Address (city, street, pos
ring or unethical activities on the part of the client(s) and that have followed all the procedures relating to account opening as described in the P WM Americas Procedures and the PIVM Global KYC Policy Imps://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid-OIN30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PUR
ration / reentrance: 8/13/1998 Vokker Status: Volcker Hag: Address (city, street, post code): 6100 R
ring or unethical activities on the part of the client(s) and that have followed all the procedures relating to account opening as described in the P WM Americas Procedures and the PIVM Global KYC Policy Imps://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid-OIN30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PUR
Entities connected to both Paul Volcker and P WM Americas Procedures

Jeffrey Epstein
PERSONDarren Indyke
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Eric Holder
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the Office of Foreign Assets Control
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