3
Shared Docs
3
Same-Page
3 / 3
Mentions
2/9/1999 Vokker Status: Identined on Profile Volcker Flag: No Address (city, street, post code): 6
s there any indication this could be a prohibited business relationship? ayes 2 No Are the bearer shares Identified subject to acceptable contras? Oyes RI No SONY_GM_00037473 CONFIDENTIAL - PURSUANT TO FED. R. Ce I ON FIDENTIAL DB-SONY-0000297 https://dbforcepb.my.salesforce.com/servlet/servlet.Int
Date of inorporatker / registration: 7/22/2016 Volcker Status: Determination Reouired Vokker Flag: No
lts found Oyes ONO Denial Orders checks complete @yes O No negative results found Dyes 21N0 HartindaleHubbel searched (Lawyers/Law Firms only) Oyes RI No negative results found O yes ONo D. Please surnmartze any negatrre results Irons the database searches indicated above: E. To the best of you
te of incorporation / registration: 12/27/2006 Volcker Status: Vokker flag: Address (city, street, pos
otrid JYes 0 ra Denial Orders checks complete 2 Yes ONO negative results found Dyes 21 to Martindale-Hubbell searched (Lawyers/Law Firms ally) Oyes RI No negative remits found Oyes 0 No D. Please summarize any negative Negative Media: M negative Grantor and not a company. NO COWL CaSeS JEFFRE
Entities connected to both Paul Volcker and Oyes RI

Jeffrey Epstein
PERSONDarren Indyke
PERSON
U.S. Virgin Islands
LOCATION
Deutsche Bank
ORGANIZATION
Les Wexner
PERSON
Financial Trust Company
ORGANIZATION
Bear Stearns
ORGANIZATIONSouthern Trust Company
ORGANIZATIONHarry Beller
PERSON
Dow Jones
ORGANIZATIONDeutsche Bank Americas New York
ORGANIZATION
Richard Kahn
PERSONDeutsche Bank Private Wealth Management
ORGANIZATION
Martha Stewart
PERSON
the Office of Foreign Assets Control
ORGANIZATIONPrimary Country
ORGANIZATIONTrustee/Co-Trustee
ORGANIZATIONI. Corporate Documentation Attached
ORGANIZATIONLawyers/Law Firms
ORGANIZATIONErika Kellerhals
PERSON