Epstein Secrets

ification: For Internal use only Hello Cynthia, The following KYC's are being assigned to you. Please review and comment, edit where necessary. The Volcker needs to be completed for all required parties. Please review PEP classification on all parties. Please review the research on checklist and make c

EFTA_00 170668 EFTA01297232 From: Darnetta Chandler-Johnson Sent: Thursday, June 22, 2017 4:48 PM To: Cynthia Rodriguez Ct: Stewart Oldfield; Daphne Cales; Patrick Harris; Vaishali-P Mehta Subject: KYC Remediation - Southern Financial Relationship [I] Classification: For Internal use only Hello Cynth

gement, L.P.'s volcker flag is correct. — Current Volcker selection is "None of the Above". Could you conf

From: Sent: To: CC: Subject: Attachments Hi Rich, Vijay-A Sawant 9/20/2018 7:13:59 AM Richard larossi Bradley Gillin Vinita Advani ; Daphne Cales RE: Assistance Required in Resolving Rejection Points in DB Resolution 2015.pdf; Form ADV March 2018.pdf Thank you for Mr Richter's passport, howe

lbox PWM BIS-Research I= • Update KYC: Update existing KYC (e.g. when % ownership changes, new signers, etc.) • Questionnaires: Complete GBSA and Volker Questionnaires. — Liaise with Client on-boarding who complete the questionnaire (Central Mailbox Refer to email attachment. Please reach out with

>; Daphne Cales < Subject: 2018 KYC Case Manager III Classification: For Internal use only Hi Vijay In line with the 2018 KYC Target Operation Model, you are bei

ification: For Internal use only Hello Cynthia, The following KYC's are being assigned to you. Please review and comment, edit where necessary. The Volcker needs to be completed for all required parties. Please review PEP classification on all parties. Please review the research on checklist and make c

Fl 10154-0004 New York. NY. USA From: Darnetta Chandler-Johnson Sent: Thursday, June 22, 2017 4:48 PM To: Cynthia Rodriguez Cc: Stewart Oldfield; Daphne Cales; Patrick Harris; Vaishali-P Mehta Subject: KYC Remediation - Southern Financial Relationship [I] Classification: For Internal use only Hello Cynth

cation: For internal use only Hello Cynthia, p The following KYC's are being assigned to you. Please review and comment, edit where necessary. The Volcker needs to be completed for all required parties. Please review PEP classification on all parties. Please review the research on checklist and make c

To: Cynthia Rodrigue ; Daphne Cales • Patrick Harris Vaishali-P Mehta Subject: KYC Remediation - Southern Financia Re ations Classification: For internal use only Hello Cynthia, p