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y by return e-mail, and destroy this communication and all copies thereof, including all attachments. Copyright of Darren K. Indyke, PLLC - 0 2014 Darren K. Indyke, PLLC — All rights reserved. ***************************************************************************** ****************** On Oct 29, 2014, at
anda Kirby on 10/30/2014 08:59 AM From: Darren Indyke <MMa• To: Amanda Kirbylill- Date: PM 10/29/2
line - Step 1 [C] Please see attached. Thanks. DARREN K. INDYKE DARREN K. INDYKE, PLLC 575 Lexington Av
line - Step 1 [C] Please see attached. Thanks. DARREN K. INDYKE DARREN K. INDYKE, PLLC 575 Lexington Ave
Subject: Fw: Dodd Frank Initial Margin Segregation Rule Nov 3rd Deadline Step 1 [C] From: Amanda Kirby Date: Thu, 30 Oct 2014 09:00:11 -0400 To: Ian Hearn <[email protected]> Cc: DeAWM-WM DerivativeDocs Paul Morris Vahe Stepanian Classification: Confidential Ian, Please see attached Best, Amanda
y by return e-mail, and destroy this communication and all copies thereof, including all attachments. Copyright of Darren K. Indyke, PLLC - 0 2014 Darren K. Indyke, PLLC — All rights reserved. ***************************************************************************** ****************** On Oct 21, 2014, at
by/db/dbcom on 10/29/2014 02:09 PM From: Darren Indyke •aa' To: Amanda Kirby/db/- Cc: Richard Kahn <
ny, Inc. and Southern Financial, LLC. Thank you. DARREN K. INDYKE DARREN K. INDYKE, PLLC 575 Lexington Av
ny, Inc. and Southern Financial, LLC. Thank you. DARREN K. INDYKE DARREN K. INDYKE, PLLC 575 Lexington Ave
gregation Election Notice [C] From: Amanda Kirby < Date: Wed, 29 Oct 2014 17:05:57 -0400 To: DeAWM-WM DerivativeDocs Cc: DeAWM-WM DerivativeDocs Ian Hearn <[email protected]>, Paul Morris < Vahe Stepanian < Classification: Confidential Ian -- Not yet. I've reminded the client that we also need that.
y by return e-mail, and destroy this communication and all copies thereof, including all attachments. Copyright of Darren K. Indyke, PLLC - 0 2014 Darren K. Indyke, PLLC — All rights reserved. ***************************************************************************** ****************** On Oct 29, 2014, at
anda Kirby on 10/30/2014 08:59 AM From: Darren Indyke St• To: Amanda KirbylIII- Date: PM 10/29/201
line - Step 1 [C] Please see attached. Thanks. DARREN K. INDYKE DARREN K. INDYKE, PLLC 575 Lexington Av
line - Step 1 [C] Please see attached. Thanks. DARREN K. INDYKE DARREN K. INDYKE, PLLC 575 Lexington Ave
Subject: Re: Fw: Dodd Frank Initial Margin Segregation Rule Nov 3rd Deadline - Step 1 [C] From: Ian Hearn ‹ > Date: Thu, 30 Oct 2014 09:06:12 -0400 To: Amanda Kirby Cc: DeAWM-WM DerivativeDocs Paul Morris Vahe Stepanian Classification: Confidential
line - Step 1 [C] Please see attached. Thanks. DARREN K. INDYKE DARREN K. INDYKE, PLLC 575 Lexington Av
Date: PM 10/29/2014 06:13 Subject: Re: Dodd Frank Initial Margin Segregation Rule Nov 3rd Deadline - Step 1 [C] Please see attached. Thanks. DARREN K. INDYKE DARREN K. INDYKE, PLLC 575 Lexington Avenue, 4th New York, New York 10022 Telephone: Telecopier: Mobile: email: Floor [attachment "Collateral
y by return e-mail, and destroy this communication and all copies thereof, including all attachments. Copyright of Darren K. Indyke, PLLC - 0 2014 Darren K. this communication is confidential, may be only for the use of the addressee. It is the Unauthorized use, disclosure or copying of this strictly
se of the addressee. It is the Unauthorized use, disclosure or copying of this strictly prohibited and may be unlawful. If you have EFTA01471534 Indyke, PLLC — All rights reserved. ***************************************************************************** ****************** On Oct 29, 2014, at
54-0004 New York, NY, USA (Embedded image moved to file: pic14004.gif) Securities offered through Deutsche Bank Securities Inc. From: dbcom To: Ian Hearn/db/- Amanda Kirby/db/- EFTA01471531 Cc: Date: AM DeAWM-WM DerivativeDocs/db/ , Paul Morris/db/- , Vahe Stepanian/db/ 10/30/2014 09:06 Subject
Entities connected to both Darren Indyke and Ian Hearn

Marc Rich
PERSON
Paul Morris
PERSONDeutsche Bank Securities Inc.
ORGANIZATIONAmanda
PERSONVahe Stepanian
PERSONDeutsche Asset & Wealth Management
ORGANIZATIONIA Seg Advisory
ORGANIZATIONWM Americas 4.8.14
ORGANIZATION