3
Shared Docs
3
Same-Page
3 / 3
Mentions
RT -1.700 29.0000 -49.300 -204 0.4138 ETHAN ALLEN INTERIORS INC ETH SHRT -2.750 34.0100 -93.52
Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT DATE 10/11/01 TRADE DATE TRANSACT/DTI 10/05/01 BOUGHT DESCRIPTION BROCADE COMMUNICATIONS SYS INC COVER %CRT. EXECUTION BY INET COMMISSION 30.00 BROADCOM CORP CL A SHORT. EXECUTION BY INET COMMISSION 30.00 SEC FEE .80 BEST BUY COMPANY
CoANnre PRICE DEBIT AMOUNT OREM AMOUNT ETHAN ALLEN INTERIORS INC ETH .1.500 33.57000 50,248.32
COMMISSION 30.00 SEC FEE .62 APPLEBEES INTERNATIONAL INC SHORT. EXECUTION BY INET COMMISSION 18.00 SEC FEE .53 AUTOZONE INC COVER SHORT, BROCADE COMMUNICATIONS SYS INC SHORT, EXECUTION BY INET COMMISSION 30.00 SEC FEE .58 WLSN -2,400 10.05330 24,112.11 09/26/01 09/21/01 BOUGHT ABS 1.000 30.30000 30,37
RT -1,703 29.0300 -49,3C0 -204 0.4138 ETTUN ALLEN INTERIORS WC ETH SHRT .2,750 34.0100 -93.528
continued) INVESTMENT ACTIVITY (continued) 5(1710/00 MAD( DATE DATE TRINSACD7N DIDCBMICN SMOOLKAISP CIUMMY OWE 10111/01 10/05/01 BOUGHT BROCADE COMMUNICATIONS SYS INC BRCD 1.000 19.60530 COVER SHORT, EXECUTION BY NET COMPASSION 30.00 10/11/01 10/05/01 SOLD BROADCOM CORP BRCM -1.000 23.76690 01. A SH
Entities connected to both Woody Allen and BROCADE COMMUNICATIONS SYS INC

George W. Bush
PERSON
Ghislaine Maxwell
PERSON
Julie K. Brown
PERSON
Ralph Lauren
PERSON
Condoleezza Rice
PERSON
Samantha Power
PERSON
Oliver Stone
PERSON
Wilbur Ross
PERSON
Paul Ryan
PERSON
James Baker
PERSON
New York City
LOCATION
Washington D.C.
LOCATION
Bear Stearns
ORGANIZATION
Tiffany Trump
PERSON
Goldman Sachs
ORGANIZATION
Financial Trust Company
ORGANIZATIONLARRY KEMP
PERSONUNITED RETAIL GROUP INC
ORGANIZATIONSYMBOL TECHNOLOGIES INC
ORGANIZATIONBEBE STORES INC
ORGANIZATION