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0#0$00 CHOU, SILAS RELATIONSHIP 00000482437 CLINE, MICHAEL RELATIONSHIP 00000482481 COLD SPRING HARBOR LABORATORY RELATIONSHIP - 100K iffif#f# COOPER, FRED RELATIONSHIP 00000482464 CORRIGAN, PATTON RELATIONSHIP 00000481136 f#f# CROSS, LISA RELATIONSHIP 00000487462 DANIELS, JOSEPH RELATIONSHI

75574 Pipeline- Full Opportunity Name Customer Name Close Date (%) cture BPS/Flat Fee Actual Revenue Sales Team Member KCP Private Markets Aspen Grove Capital, LLC 9/30/2015 ns) 15000000 BPS 5 7500 Paul Morris Benefit Street Partners- Benefit Street Partners 9/30/2015 ing (Secured) 30000000 BPS

CLINE, MICHAEL RELATIONSHIP 00000482481 Active Tier 2 9/20/2015 COLD SPRING HARBOR LABORATORY RELATIONSHIP 00000481396 Active Tier 2 9/20/2015 COOPER, FRED RELATIONSHIP 00000482464 Active Tier 3 9/20/2015 CORRIGAN, PATTON RELATIONSHIP 00000481136 Active Tier 3 9/20/2015 COX, BERRY RELATIONSHI

DEN ASSET MGMT RELATIONSHIP Arden Asset ate Wealth Premium Money Market 0 Stewart Oldfield KCP Private Markets ASPEN GROVE CAPITAL RELATIONSHIP Aspen Grove Capital, LLC /2016 25 Brokerage (Commissions) 15000000 BPS 5 7500 Paul Morris Introduction BAKHSHANDEHPOUR, SAM RELATIONSHIP Bakhshandehpour, Sam

dent, Finance. London Re-pined team in 2017 Glendower Capital Charles Smith 0 Managing Partner, CIO - London Deutsche Bank; Bankers Trust Coopers 8 Lybrand MA, Cambridge Dant:n.94; ACMA Joshua Glaser O Partner, Client Coverage - New York Deutsche Bank: Paul Capital: Forum Capital; CIBC Op

GLDUS1 30 Aspen Grove Capital. LLC Glendower Capital Team Core members of senior team have worked together for 15 years ai ReSer, ant year.. Carlo Pirzlo-Blrotl 00 Managing