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ation April 29, 2016 Compliance Officer (name) Peggy McGarvey Legal Entity DBTCA Address Including
Activity Information Violation Type: A. Bribery/Gratuity B. Check fraud C. Computer Intrusion D. Credit/debit card fraud E. Embezzlement/theft F. Futures fraud G. Forgery H. Identity theft I. Insider trading J. Mail fraud K. Money manipulation L. Money laundering / structuring M. Prearranged or
ation April 29, 2016 Compliance Officer (name) Peggy McGarvey Legal Entity DBTCA Address Including 34
Activity Information Violation Type: A. Bribery/Gratuity B. Check fraud C. Computer Intrusion D. Credit/debit card fraud E. Embezzlement/theft F. Futures fraud G. Forgery H. Identity theft I. Insider trading J. Mall fraud K. Money manipulation L. Money laundering / X structuring M. Prearranged
ation April 29, 2016 Compliance Officer (name) Peggy McGarvey Legal Entity DBTCA Address Including 34
Activity Information Violation Type: A. Bribery/Gratuity B. Check fraud C. Computer Intrusion D. Credit/debit card fraud E. Embezzlement/theft F. Futures fraud G. Forgery H. Identity theft I. Insider trading J. Mall fraud K. Money manipulation L. Money laundering / X structuring M. Prearranged
Entities connected to both Peggy Siegal and F. Futures
Darren Indyke
PERSONPeggy McGarvey
PERSONCountry
ORGANIZATIONN. Securities
ORGANIZATIONQ. Terrorist
ORGANIZATIONS. Wire
ORGANIZATIONPeter R DeGeorge
ORGANIZATIONc. Appraiser
LOCATIONe. Borrower
PERSONMatthew Siss
PERSONLivingston
LOCATIONYing Wang
PERSONCity, State
ORGANIZATIONSOCIAL MEDIA MARKETING GROUP LLC's
ORGANIZATION