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can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC. Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399;-. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to
07/30/1 Account Numbe CON CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FIDe L- Rated Lateen‚ free Yen Sae 2OO7 DALIAR RATED COMMUNICATIONS IXCILLINC( Page '7 of 2' Omni through Peninnt LC, a wee owned sutesidury of The Oak of New York Mellon Corporation(aN' Mellon) Peery:11C men>, ‘2,RA.eaenf
can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC. Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; . Errors and Omissions excepted Important Arbitration Disclosures • All parties to this agreement are giving up the right to s
3 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) F I D ffI PTAL 8010136soori Rated Estrilent Even Year Sint 2O07 DALIAR RATED COMMUNICATIONS IXCILLINC( Clewing tiny.. Penhwe tLC. a witolly owned subsidiary of The Oak *I New York Mellon Corp:noon ISNY Mellon) pc, ow.: ,it,RA.g41 GM_00046283 DB-
can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. er" (6) hAZETCO N F I DarnAL Page 10°112 limed [sense, tvenr Yes Ss 2007 DALBAR RATED COMMUNICATIONS IXCILLINC? ••••••• ise — tS '-. SC SDNY_GM_00048214 OB-SDNY-0011038 EFM_00158823 EFTA01290851 Deutsche Asset & Wealth Management P.O Om 1770 Balmer
Entities connected to both Jersey City and IXCILLINC
Pershing
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONthe State of New York
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Pershing Customer Service Department
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Baltimore
LOCATIONthe Options Clearing Corporation
ORGANIZATION
Jeff Sessions
PERSONPie Chart
ORGANIZATIONUSAGES
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
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CUSTOMS
ORGANIZATIONON PERSHING'S
ORGANIZATIONClient Service Information
ORGANIZATION
Ghislaine Maxwell
PERSONTHE CLEARING FACILITY
ORGANIZATIONMoney Market Fund
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTAXABLE
ORGANIZATION