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IMMEL,JANET CONNECTICUT FACTORS INC BARRY,MARYANNE T MCIVER,PAMELA PALM BEACH
B VENTURES OF PB INC SCHOTT,LEWIS M KANTOR,GEORGE APPLES,STEVEN L FISHER,KATHL
lls and +2k of each of the July 31 and 32 calls. EFTA00410887 Secondaries (announced/priced): SRO, GNMK, AFFX (convert) IPO's: N/A Key Research: William Blair initiates TIF (mp), Think initiates CTXS (hold), Sterne Agee downgrades ATHN Key Research: Cantor initiates WFM/UNH/HUM (buy's) & AET/HNT/WLP (hold
AFFX (convert) IPO's: N/A Key Research: William Blair initiates TIF (mp), Think initiates CTXS (hold), Sterne Agee downgrades ATHN Key Research: Cantor initiates WFM/UNH/HUM (buy's) & AET/HNT/WLP (hold's), Raja downgrades EAT Key Research: GS downgrades COP/COL (sell) & upgrades TSO, Barcap upgrade
Holding (COMM), Sprague Resources (SRLP), Endurance International (EIGI) IPO's (filing/priced): Ulthera (ULTH) files $86.3M IPO through JPM, Citi, William Blair and Canaccord, Heritage Insurance Holdings (1598665) files for $100M IPO through Citi, Papa Murphy's Holdings (FRSH) launches IPO (anticipated prici
dings (FRSH) launches IPO (anticipated pricing May 1) US Key Research: • Barcap downgrades QEP, Brean initiates FSLR/SPWR (buy) & SUNE (hold) ••• Cantor upgrades NFLX (buy), Citi upgrades SRPT, CS upgrades FB ••• GS initiates HIVEJTVVOU (buy) & upgrades SMLP/NCLH (buy), Imperial initiates VRNS (op)
Entities connected to both William Barr and Cantor

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Michael Cohen
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Marc Rich
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Joe Biden
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