mpleted a $2 million convertible placement with Cantor Ventures at=the end of the year, 2. The Company needed the cash sooner than was p=anned 3. Cantor is doing another $4 million in April targeting = $16-18 million valuation( 100-120% higher than what we paid) 4. Sepa=ate from Cantor effort I am

valuation( 100-120% higher than what we paid) 4. Sepa=ate from Cantor effort I am also trying to raise money at higher than $18 =illion valuation (Cantor can match this as they have ROFR) The terms of the $2 million in very high level bullet point are; =/div> • Convertible in to AdFin stock at the

of your House Republicans to support a deal like this, that doesn't speak well for the prospects of change. BILL MOYERS: And you say that he, that Cantor more than any other politician helped to create the series of fiscal crises that you described just a moment ago? THOMAS MANN: He really did. He ho

nate. Didn't pay off for him in winning the presidency? NORMAN ORNSTEIN: It was a, call it a riverboat gamble, I suppose you could say. Because what Cantor said in that interview was. if we win it all, then we don't have to compromise. They didn't: but the reaction wasn't, all right, now we have to com

eoretical footing. In the late 19" century, most mathematicians thought infinity was a curious idea with no proper place in mathematics. They treated Cantor's attempts to make it into a real mathematical object with contempt. This affected Cantor’s morale and caused him to suffer several bouts of deep dep

ou try it on your computer, you will get the not terribly useful, #DIV/0! Error. That’s progress I guess! Zero had been tamed. What about infinity? Cantor showed that while you could think of infinity as a number, it might not be just one number. He proposed there are many infinities. In fact, there are

the screenwriter, is one of my favorite philosophers. "Nobody knows anything," he once wrote. I thought of him when the politically indestructible Cantor got trounced. What happened? Theories galore, but the salient fact is that nobody saw it coming. EFTA00706976 It was the same with the stock mark

information close to the vest. To balance the Goldman Rule — call it a hedge — I invoke one of my own creation: the Rule of the Worse. You thought Cantor was bad? Look who's coming after. You thought you can't get more evil than al-Qaeda? Look at who's pillaging Iraq, a terrorist group that even al-Q

ed to them in the SPA. In connection with the closing of the investment in the Company by CVAFH I LLC ("Cantor") on the date hereof, the Company and Cantor hereby agree as follows: 1. Notwithstanding anything to the contrary contained in Sections 4.2 and 4.12 of the SPA, Cantor has been formed for the

t without the prior written consent of the other parties hereto and any purported assignment without such consent shall be void; provided, however, Cantor may, without the consent of the Company, assign any or all of its rights or obligations hereunder to any of its Affiliates or to any successor in i

dings (FRSH) launches IPO (anticipated pricing May 1) US Key Research: • Barcap downgrades QEP, Brean initiates FSLR/SPWR (buy) & SUNE (hold) ••• Cantor upgrades NFLX (buy), Citi upgrades SRPT, CS upgrades FB ••• GS initiates HIVEJTVVOU (buy) & upgrades SMLP/NCLH (buy), Imperial initiates VRNS (op)

e instrument and the heirs, legal reprerentati assign: of individuals, and the successors ad weirs ations.) WITNESSED!: of TEN DOLLARS ($19.69 Cantor in had paid by hereby acknoeledged, &antra Grantee, his heirs, legal rqt following described reel proper County, Florida, to-wits Being all of L

City Administrative Code Section 11-2105 (g). (The signatures of at least one grantor and one grantee are required, and must be notarized). Name of Cantor (Tot entre Name al Grates op. a PSI) Signature of Graalw Sworn to before me this —... . . .date of 20 Siren of Owttee Sworn to before me this

n up over the last 2 weeks. Secondaries (announced/priced): MDW, ROSG IPO's: N/A Key Research: Stifel assumes RTN (buy) & GD/LMT/NOC/LLL (holds), Cantor initiates ZMH/SYK (holds) Key Research: Piper downgrades VCLK & initiates TITN (ow), Canaccord initiates MM (buy), Jefferies downgrades PEG Key R

SGC LN, upgrade NEX LN ••• SocGen upgrade BBVA SM, Medio initiate MSK LN (op), Beren downgrade DIA IM, u/g ETL FP • RBC downgrade STAN LN, SGE LN, Cantor downgrade IHG LN, SBRY LNA2A IM, u/g ICL IT, KCO GY • Numis downgrade RTN LN, Exane downgrade DELB BB, Akros downgrade MED IM, LTO IM EFTA00390787

old) & FINL Key Research: OKE (ow) Key Research: XYL (neut) Key Research: PFCB Jeff downgrades UPL/AIMC/ARTC, Key Baird downgrades MXWL/DELL, Cantor (buy) HSCB downgrades BG, Raja initiates downgrades ITRI, CS downgrades STO initiates MSPD (buy), DB initiates FL JEF (mp), JPM downgrades OVTI

des UNA NA Key Research: Barcap downgrades RDSA LN & upgrades BBT, Think initiates IART/TH0R/REGN (buys) & HTWR (sell), MKM cuts MRK Key Research: Cantor initiates CUBE (buy) & SSS (hold) & EXR/PSA (sells), UBS downgrades ALV (sell), RBC cuts KMX/IP Key Research: DB downgrades RBS LN/KFRC & reinstate

tifel initiates TRN/GBX (buys) & ARII/RAIL (hold) & downgrades ADTN, BMO initiates AMZN (mp) Key Research: Raja downgrades AGP, Wells upgrades DIS, Cantor initiates BRKR (buy), Bern Barcap initiates PVR/FMX (ow's) & KOF (ew)& downgrades LXK & upgrades AMCX JPM initiates Y (neut) & upgrades CVX, Citi u

AFFX (convert) IPO's: N/A Key Research: William Blair initiates TIF (mp), Think initiates CTXS (hold), Sterne Agee downgrades ATHN Key Research: Cantor initiates WFM/UNH/HUM (buy's) & AET/HNT/WLP (hold's), Raja downgrades EAT Key Research: GS downgrades COP/COL (sell) & upgrades TSO, Barcap upgrade

Form 1096 to the following: SOLIICTiONS IVO rNO.9 if your principal business, Use the following residence In the case of n 21 2006 brat ervida Cantor office or Bonney, or legfE8 at Revenue Individual, is located_ Vi IN ISLANDS etinEARg address vMEAN 1. REVENUE, ST. TH S, Alabama, Arizona, Flo

s USA, Inc. (NYC) PO Box 823239 Philadelphia, PA 19182-3239 (212) 682-7500 Posta 1 Bill To: Mr Loon Black 780 Park Avenue New York, NY 10021 Cantor Policy Tom Policy Number Transaction Date : American Insurance Company : 04/20/2012 to 0420/2013 : MIF02340912-A : 04/20/2012 INVOICE Invoic

cts for the firm and its clients. Previously, she was the Managing Director and head of the Structured Products Group at Cantor Fitzgerald. Prior to Cantor, she headed the Credit CDO Group at UBS which was responsible for arranging, structuring and marketing the firm's credit-backed CDO and CLO transact

GR/SHP LN/GSK LN/PGHN SW, Barcap downgrades ALV GRIHNR1 GR/MUV2 GR/PHNX LN & upgrades UNI IM • Berenberg initiates REE SM (buy) and ENG SM (hold), Cantor initiates ADN LN/ASHM LN/SDR LN/ARP LN (buy) and HGG LN (hold) ▪ Commerzbank upgrades HENS GR/OR FP (buy), CS downgrades MPI LN/EXPN LN/MPI FP & up

ate, call On Tue, Jan 7, 2014 at 1:05 PM, David Mitchell > wrote: Are you back this week Can we get together We did a successful placement with Cantor and I want to update you on it This was part of the fund-raising I told you about This tranche was 50 percent higher price than what we did Next r

I have a confirmation after negotiations with JONATHAN that he will make us whole at our current equity holding in AdFin after the conversion of the Cantor note , (will send in separate email )which has not yet been signed off yet But it appears to be at a 15 percent discount to the purchase price The