Epstein Secrets

ype Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost Sale High Cost JPM STRAT INCOME OPPORT FD - SEL FUND 3844 JP MORGAN CHASE BANK AS SHAREHOLDER SERVICING AGENT @ 11.93 (ID: 4812A4-35-1) JPM STRAT INCOME OPPORT FD - SEL FUND 3844 JP MORGAN CHASE BANK AS SHAREHOLDER SERVICING AG

("JPMCB") and its banking affiliates. Securities are offered by J.P.Morgan Securities LLC ("JPMS") and, to the extent noted below, cleared through J.P. Morgan Clearing Corp. ("JPMCC"). Neither JPMS, nor JPMCC is a bank and are each separate legal entities from its bank or thrift affiliates. Investment Products: Not FDI

sales, distribution, shareholder or other services to the JPMorgan Funds or funds established, sponsored, advised, or managed by third parties, and J.P. Morgan affiliates may be compensated for such services as allowed by applicable law. The distributor of the JPMorgan Funds is JPMorgan Distribution Servic

Securities Transferred Out Description HARBOR HIGH YIELD BOND-INST TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (ID: 411511-55-3) HARBOR CONVERTIBLE SEC-INST TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (ID: 411512-73-4) CLEARBRIDGE EQUITY INC FD-I CAP & INCOME I TRANSFER TO UBS FINANCIA

("JPMCB") and its banking affiliates. Securities are offered by J.P.Morgan Securities LLC ("JPMS") and, to the extent noted below, cleared through J.P. Morgan Clearing Corp. ("JPMCC"). Neither JPMS, nor JPMCC is a bank and are each separate legal entities from its bank or thrift affiliates. Investment Products: Not FDI

sales, distribution, shareholder or other services to the JPMorgan Funds or funds established, sponsored, advised, or managed by third parties, and J.P. Morgan affiliates may be compensated for such services as allowed by applicable law. The distributor of the JPMorgan Funds is JPMorgan Distribution Servic

ER SHARE AS OF 09/25/13 (ID: 367829-88-4) HARBOR HIGH YIELD BOND-INST 09/26/13 INCOME DIVIDEND @ 0.144 PER SHARE AS OF 09/26/13 (ID: 411511-55-3) HARBOR CONVERTIBLE SEC-INST 09/26/13 INCOME DIVIDEND @ 0.043 PER SHARE AS OF 09/26/13 (ID: 411512-73-4) EFTA01566626 $3,928.88 2,833.314 0.043 120.50 1,089.208 4,547.2

("JPMCB") and its banking affiliates. Securities are offered by J.P.Morgan Securities LLC ("JPMS") and, to the extent noted below, cleared through J.P. Morgan Clearing Corp. ("JPMCC"). Neither JPMS, nor JPMCC is a bank and are each separate legal entities from its bank or thrift affiliates. Investment Products: Not FDI

sales, distribution, shareholder or other services to the JPMorgan Funds or funds established, sponsored, advised, or managed by third parties, and J.P. Morgan affiliates may be compensated for such services as allowed by applicable law. The distributor of the JPMorgan Funds is JPMorgan Distribution Servic

R SHARE AS OF 12/18/13 (ID: 82980D-70-7) HARBOR HIGH YIELD BOND-INST 12/17/13 INCOME DIVIDEND @ 0.210 PER SHARE AS OF 12/17/13 (ID: 411511-55-3) HARBOR CONVERTIBLE SEC-INST 12/17/13 INCOME DIVIDEND @ 0.098 PER SHARE AS OF 12/17/13 (ID: 411512-73-4) SIT DIVIDEND GROWTH FUND-I 12/18/13 INCOME EFTA01567171 DIVIDEND @