Epstein Secrets

s). Change In Value (63,415,178.13) (774.07) ($63,415,952.20 ) Start on Page 4 40 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital EFTA01540662 and Net Capital Requirements At December 31, 2012, JPMS LLC's net capital of $13.5 billion exceeded the minimum

sferred In 3/21 Receipt of Assets Description LONG TOTAL RETURN SWAP 1,999,999.368942 USD NOTIONAL KOSPTREQ INDEX MAT MAR 20 2014 DEAL 30140386 JPMORGAN CHASE BANK TRADE DATE 03/18/13 (ID: SWPBDR-UH-6) Securities Transferred Out 3/29 Free Delivery (14,209,298.51) ($13,740,309.82) Quantity Cost Per Unit Amoun

YMENT A/C PRINCIPAL (ID: 81744A-AB-4) TRULIA INC @ 31.05 31,050.00 BROKERAGE 40.00 TAX &/OR SEC .70 J.P. MORGAN SECURITIES LLC (ID: 897888-10-3) JPMORGAN CHASE & CO PFD 5.450% @ 24.90 1,175,578.80 BROKERAGE 1,888.48 TAX &/OR SEC 26.34 J.P. MORGAN SECURITIES LLC (ID: 46637G-12-4) INTERSTATE POWER & LIGHT PFD 5.1%

% 02/25/2037 DTD 02/01/2007 (ID: 161630-AK-4) GLOBAL MORTGAGE SECURITIZATION LTD 2004-A CL B3 5.250% 11/25/2032 DTD 11/01/2004 (ID: 378961-AH-9) HOMEBANC MORTGAGE TRUST 2004-1 CL 1M1 VAR RT 08/25/2029 DTD 07/30/2004 (ID: 43739E-AC-1) IMPAC CMB TRUST SER 2005-2 CL 1M1 VAR RT EFTA01540690 04/25/2035 DTD 03/03/2005

vestments may be held in custody or investment management account at JPMorgan Chase Bank, N.A. (the "Bank") or in a brokerage or margin account at J.P. Morgan Clearing Corp. ("JPMCC"). Brokerage and margin accounts are non-discretionary and all investment decisions are made by the client. J.P. Morgan Securities LLC ("J

0611 Purchase Purchase Purchase Purchase Purchase Purchase PIEDMONT NATURAL GAS CO INC @ 32.00 J.P. MORGAN SECURITIES LLC (ID: 720186-10-5) JPMORGAN CHASE & CO PFD 5.450% @ 25.00 J.P. MORGAN SECURITIES LLC (ID: 46637G-12-4) KERYX BIOPHARMACEUTICALS INC @ 8.49 J.P. MORGAN SECURITIES LLC (ID: 492515-10-1) VANG

ties Transferred In 2/5 Receipt of Assets Description LONG TOTAL RETURN SWAP- 4,034,046.60 USD NOTIONAL APPLE INC MAT FEB 05 2014 DEAL 50038481 JPMORGAN CHASE BANK TRADE DATE 01/31/13 (ID: SWPBDR-RT-4) 2/15 Receipt of Assets LONG TOTAL RETURN SWAP 2,017,023.30 USD NOTIONAL SPDR S&P 500 MAT FEB 05 2014 DEAL 50038

N-AN-9 B- /B3 LLOYDS TSB BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HELD BY EUROCLEAR ISIN XS0717735822 SEDOL B7FQXT1 G4715J-9D-3 BBB /BA1 HOMEBANC MORTGAGE TRUST 2004-1 CL 1M1 VAR RT 08/25/2029 DTD 07/30/2004 43739E-AC-1 CCC /CA GLOBAL MORTGAGE SECURITIZATION LTD 2004-A CL B3 5.250% 11/25/2032 DTD 11/01/

vestments may be held in custody or investment management account at JPMorgan Chase Bank, N.A. (the "Bank") or in a brokerage or margin account at J.P. Morgan Clearing Corp. ("JPMCC"). Brokerage and margin accounts are non-discretionary and all investment decisions are made by the client. J.P. Morgan Securities LLC ("J

2/5 1/31 2/5 1/31 2/6 Total Pending Securities Purchased ($2,468,210.00) EFTA01540508 Purchase Purchase Purchase Purchase Description JPMORGAN CHASE & CO PFD 5.450% (ID: 46637G-12-4) PIEDMONT NATURAL GAS CO INC (ID: 720186-10-5) KERYX BIOPHARMACEUTICALS INC (ID: 492515-10-1) VANGUARD NATURAL RESOURCES L

CPN-22.9%MXRTRN 11/08/12 38141G-HY-3 HSBC REN CNH 01/24/14 LNKED TO CNH VS USD 5XLEV- 500%MAXRTRN 01/09/13 INITIAL STRIKE:6.1995 40432X-7D-7 JP MORGAN CHASE BANK NA 6.200% 04/16/2015 DTD 04/16/2012 4662A0-40-1 Total Complementary Structured Strategies 101.46 1/18/13 1,500,000.00 1,521,900.00 $4,669,736.33

N-AN-9 B- /B3 LLOYDS TSB BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HELD BY EUROCLEAR ISIN XS0717735822 SEDOL B7FQXT1 G4715J-9D-3 BBB /BA1 HOMEBANC MORTGAGE TRUST 2004-1 CL 1M1 VAR RT 08/25/2029 DTD 07/30/2004 43739E-AC-1 CCC /CA GLOBAL MORTGAGE SECURITIZATION LTD 2004-A CL B3 5.250% 11/25/2032 DTD 11/01/

(37,587,610.17) 0.00 39,328,582.86 0.00 $1,740,972.69 Start on Page 4 38 39 56 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30, 2013, JPMS LLC's net capital of $13.8 billion exceeded the minimum regulatory net cap

D PHARMACEUTICALS INC ASCENA RETAIL GROUP INC 04033A-10-0 ARIA 19.93 COM 04351G-10-1 ASNA BIOGEN IDEC INC FACEBOOK INC-A GENERAL ELECTRIC CO JP MORGAN CHASE & CO JPM VALUE ADVANTAGE FD - INSTL 09062X-10-3 BIIB 50.23 30303M-10-2 FB 23.89 369604-10-3 GE 51.69 46625H-10-0 JPM 25.63 FUND 1400 4812A2-58-7

Cost Sale High Cost REPUBLIC OF ARGENTINA NOTES DEC 15 2035 DTD 11/01/2005 HELD BY EUROCLEAR ISIN US040114GM64 SEDOL B2PDMW3 (ID: 042993-9S-6) HOMEBANC MORTGAGE TRUST 2004-1 CL 1M1 VAR RT 08/25/2029 DTD 07/30/2004 @ 60.00 JP MORGAN SECURITIES LLC (BIDL) FACE VALUE 9,551,000.00 (ID: 43739E-AC-1) JPM 3YR NC CLN T