Epstein Secrets

s). Change In Value (63,415,178.13) (774.07) ($63,415,952.20 ) Start on Page 4 40 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital EFTA01540662 and Net Capital Requirements At December 31, 2012, JPMS LLC's net capital of $13.5 billion exceeded the minimum

sferred In 3/21 Receipt of Assets Description LONG TOTAL RETURN SWAP 1,999,999.368942 USD NOTIONAL KOSPTREQ INDEX MAT MAR 20 2014 DEAL 30140386 JPMORGAN CHASE BANK TRADE DATE 03/18/13 (ID: SWPBDR-UH-6) Securities Transferred Out 3/29 Free Delivery (14,209,298.51) ($13,740,309.82) Quantity Cost Per Unit Amoun

YMENT A/C PRINCIPAL (ID: 81744A-AB-4) TRULIA INC @ 31.05 31,050.00 BROKERAGE 40.00 TAX &/OR SEC .70 J.P. MORGAN SECURITIES LLC (ID: 897888-10-3) JPMORGAN CHASE & CO PFD 5.450% @ 24.90 1,175,578.80 BROKERAGE 1,888.48 TAX &/OR SEC 26.34 J.P. MORGAN SECURITIES LLC (ID: 46637G-12-4) INTERSTATE POWER & LIGHT PFD 5.1%

017,023.30 USD NOTIONAL SPDR S&P 500 MAT FEB 05 2014 DEAL 50038481 N/O Client SWPBDR-SE-6 LONG TOTAL RETURN SWAP 1,999,999.368942 USD NOTIONAL KOSPTREQ INDEX MAT MAR 20 2014 DEAL 30140386 N/O Client SWPBDR-UH-6 888,972.000 1,598.82 N/A ** N/A 0.00% 0.00 6,682.50 0.00 1,487.50 Quantity V

vestments may be held in custody or investment management account at JPMorgan Chase Bank, N.A. (the "Bank") or in a brokerage or margin account at J.P. Morgan Clearing Corp. ("JPMCC"). Brokerage and margin accounts are non-discretionary and all investment decisions are made by the client. J.P. Morgan Securities LLC ("J

ription LONG TOTAL RETURN SWAP 2,017,023.30 USD NOTIONAL APPLE INC MAT FEB 05 2014 DEAL 50038481 SWAP NOVATION FROM W23560001 - DEAL REF 50038481 JPMORGAN CHASE BANK TRADE DATE 04/23/13 (ID: SWPBDR-SE-6) 4/23 Free Delivery LONG TOTAL RETURN SWAP 1,999,999.368942 USD NOTIONAL KOSPTREQ INDEX MAT MAR 20 2014 DEAL 301

REF 50038481 JPMORGAN CHASE BANK TRADE DATE 04/23/13 (ID: SWPBDR-SE-6) 4/23 Free Delivery LONG TOTAL RETURN SWAP 1,999,999.368942 USD NOTIONAL KOSPTREQ INDEX MAT MAR 20 2014 DEAL 30140386 SWAP NOVATION FROM W23560001 - DEAL REF 30140386 JPMORGAN CHASE BANK TRADE DATE 04/23/13 (ID: SWPBDR-UH-6) To

vestments may be held in custody or investment management account at JPMorgan Chase Bank, N.A. (the "Bank") or in a brokerage or margin account at J.P. Morgan Clearing Corp. ("JPMCC"). Brokerage and margin accounts are non-discretionary and all investment decisions are made by the client. J.P. Morgan Securities LLC ("J

ated & Other Equity GENERAL ELEC CAP CORP 7.125% DEC 15 2049 DTD 06/12/2012 369622-SN-6 AA- /BAA GENERAL MOTORS CO CV PFD B 37045V-20-9 GM PB JPMORGAN CHASE & CO 7.9% PFD STK APR 30 2049 DTD 04/23/2008 46625H-HA-1 BBB /BA1 JPMORGAN CHASE & CO VAR RT 07/24/2013 DTD 07/29/2013 48126H-AA-8 BBB /BA1 LONG TOTA

5H-HA-1 BBB /BA1 JPMORGAN CHASE & CO VAR RT 07/24/2013 DTD 07/29/2013 48126H-AA-8 BBB /BA1 LONG TOTAL RETURN SWAP 1,999,999.368942 USD NOTIONAL KOSPTREQ INDEX MAT MAR 20 2014 DEAL 30140386 N/O Client SWPBDR-UH-6 MS MARKET PLUS MRK 08/20/14 80% EKO BARRIER- 3.55%CPN ,UNCAPPED INITIAL LEVEL-02/14

(37,587,610.17) 0.00 39,328,582.86 0.00 $1,740,972.69 Start on Page 4 38 39 56 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30, 2013, JPMS LLC's net capital of $13.8 billion exceeded the minimum regulatory net cap

D PHARMACEUTICALS INC ASCENA RETAIL GROUP INC 04033A-10-0 ARIA 19.93 COM 04351G-10-1 ASNA BIOGEN IDEC INC FACEBOOK INC-A GENERAL ELECTRIC CO JP MORGAN CHASE & CO JPM VALUE ADVANTAGE FD - INSTL 09062X-10-3 BIIB 50.23 30303M-10-2 FB 23.89 369604-10-3 GE 51.69 46625H-10-0 JPM 25.63 FUND 1400 4812A2-58-7

RN FINANCIAL, LLC ACCT. For the Period 9/1/13 to 9/30/13 Price Concentrated & Other Equity LONG TOTAL RETURN SWAP 1,999,999.368942 USD NOTIONAL KOSPTREQ INDEX MAT MAR 20 2014 DEAL 30140386 N/O Client SWPBDR-UH-6 Unclassified P JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0%CPN 25% CAP IN

vestments may be held in custody or investment management account at JPMorgan Chase Bank, N.A. (the "Bank") or in a brokerage or margin account at J.P. Morgan Clearing Corp. ("JPMCC"). Brokerage and margin accounts are non-discretionary and all investment decisions are made by the client. J.P. Morgan Securities LLC ("J

6 PARTNERS LP @ 23.00 J.P. MORGAN SECURITIES LLC (ID: 718549-20-7) AGIOS PHARMACEUTICALS INC @ 18.00 J.P. MORGAN SECURITIES LLC (ID: 00847X-10-4) JPMORGAN CHASE & CO VAR RT 07/24/2013 DTD 07/29/2013 @ 100.00 JP MORGAN SECURITIES LLC (BIDL) (ID: 48126H-AA-8) BOISE CASCADE COMPANY @ 27.00 J.P. MORGAN SECURITIES LLC

r Equity JPMORGAN CHASE & CO 7.9% PFD STK APR 30 2049 DTD 04/23/2008 46625H-HA-1 BBB /BA1 LONG TOTAL RETURN SWAP 1,999,999.368942 USD NOTIONAL KOSPTREQ INDEX MAT MAR 20 2014 DEAL 30140386 N/O Client SWPBDR-UH-6 MS MARKET PLUS MRK 08/20/14 80% EKO BARRIER- 3.55%CPN ,UNCAPPED INITIAL LEVEL-02/14

vestments may be held in custody or investment management account at JPMorgan Chase Bank, N.A. (the "Bank") or in a brokerage or margin account at J.P. Morgan Clearing Corp. ("JPMCC"). Brokerage and margin accounts are non-discretionary and all investment decisions are made by the client. J.P. Morgan Securities LLC ("J

-10-0) JPMORGAN CHASE & CO VAR RT PFD STK 04/30/2049 DTD 04/23/2008 PERSHING & COMPANY TRADE DATE 10/11/13 CLIENT REF 105664157 (ID: 46625H-HA-1) JPMORGAN CHASE & CO VAR RT 07/24/2013 DTD 07/29/2013 PERSHING & COMPANY TRADE DATE 10/11/13 CLIENT REF 105664157 (ID: 48126H-AA-8) ROYAL BANK SCOTLAND GROUP PLC ADR NON-

tal Income Type Settle Date Selection Method Contributions 10/2 Misc Receipt Description LONG TOTAL RETURN SWAP 1,999,999.368942 USD NOTIONAL KOSPTREQ INDEX MAT MAR 20 2014 DEAL 30140386 SWAP RESET EQUITY LEG - DEAL REF 30140386 AS OF 09/25/13 (ID: SWPBDR-UH-6) 10/22 Misc Receipt LONG TOTAL RET

.0 21232.4 21232.4 73500.0 73500.0 -140448.0 -140448.0 1.0 31/12/2049 5.25 AA- BAA1 21232.4 0.0 0.0 9710670708 0241499376 US36 0.0 0.0 JPMORGAN CHASE & CO VAR RT 07/24/2013 DTD 07/29/2013 ZZZZ 16/0 9/2013 USD USD 750000.0 750000.0 0.0 93.875 16/09/2013 750000.0 750000.0 750000.0 750000.0 704062

0.0 0.0 9000.0 9000.0 1.0 05/08/2014 0.0 0.0 0.0 0.0 9710670708 0241499376 0.0 0.0 LONG TOTAL RETURN SWAP 1,999,999.368942 USD NOTIONAL KOSPTREQ INDEX MAT MAR 20 2014 DEAL 30140386 16/09/2013 USD USD 888972.0 888972.0 0.0 1.0 13/09/2013 0.0 0.0 0.0 0.0 440775.382 440775.382 440