Epstein Secrets

vestments may be held in custody or investment management account at JPMorgan Chase Bank, N.A. (the "Bank") or in a brokerage or margin account at J.P. Morgan Clearing Corp. ("JPMCC"). Brokerage and margin accounts are non-discretionary and all investment decisions are made by the client. J.P. Morgan Securities LLC ("J

ks $7,829,230.00 $7,885,339.10 ($56,109.10) $625,286.75 $58,446.23 Concentrated & Other Equity GENERAL MOTORS CO CV PFD B 37045V-20-9 GM PB JPMORGAN CHASE & CO 7.9% PFD STK APR 30 2049 DTD 04/23/2008 46625H-HA-1 BBB /BAA LONG TOTAL RETURN SWAP 4,044,412.80 USD NOTIONAL APPLE INC MAT FEB 05 2013 DEAL 996

2.9 AT EXP KI @ 13.25 XMXNPA-IP-Z HSBC MARKET PLUS MXN NOTE 11/2/12 LNKED TO MXN VS USD 25% BUFFER, 9.75%CPN, 100%MAXRTN 10/26/11 4042K1-RA-3 JP MORGAN CHASE BANK NA ZERO CPN 4662A0-4Q-1 Total Complementary Structured Strategies $2,161,918.24 $2,500,000.00 ($338,081.76) $0.00 1.14% 95.16 1,500,000.00 1,

ETICS & FRAGRANCE INC @ 85.87611 231,865.50 BROKERAGE 135.00 TAX &/OR SEC 5.20 J.P. MORGAN SECURITIES LLC (ID: 90384S-30-3) WESTERN ASSET MORTGAGE CAPIT @ 18.61222 41,877.50 BROKERAGE 112.50 TAX &/OR SEC .94 J.P. MORGAN SECURITIES LLC (ID: 95790D-10-5) WEB.COM GROUP INC @ 15.11866 45,355.98 BROKER

(s). Change In Value (7,003,246.86) (1,134.07) ($7,004,380.93) Start on Page 5 41 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital EFTA01540038 and Net Capital Requirements At June 30, 2012, JPMS LLC's net capital of $11.8 billion exceeded the minimum reg

000.00 (ID: 05950M-AF-7) TEEKAY LNG PARTNERS LP @ 37.95 75,900.00 BROKERAGE 100.00 TAX &/OR SEC 1.71 J.P. MORGAN SECURITIES LLC (ID: Y8564M-10-5) JPMORGAN CHASE & CO PFD 5.500% @ 24.97059 1,123,676.55 BROKERAGE 1,800.00 TAX &/OR SEC 25.18 J.P. MORGAN SECURITIES LLC (ID: 48126E-75-0) M/I HOMES INC COM @ 18.31916 73

CT 08, 2013 @ 80.9 XJPYPB-AZ-Z CAD HSBC MARKET PLUS MXN NOTE 11/2/12 LNKED TO MXN VS USD 25% BUFFER, 9.75%CPN, 100%MAXRTN 10/26/11 4042K1-RA-3 JP MORGAN CHASE BANK NA 6.200% 04/16/2015 DTD 04/16/2012 4662A0-4Q-1 99.35 1,500,000.00 1,490,250.00 1,500,000.00 (9,750.00) 93,000.00 3,874.50 6.48% 109.73 1,00

for Pending Trade Activity. Alternative Assets Detail Quantity/Original Commitment Amount Real Estate & Infrastructure P WESTERN ASSET MORTGAGE CAPIT 95790D-10-5 WMC Amounts shown above under "Estimated Value" for private equity funds are estimates based on the latest fund values received from e

vestments may be held in custody or investment management account at JPMorgan Chase Bank, N.A. (the "Bank") or in a brokerage or margin account at J.P. Morgan Clearing Corp. ("JPMCC"). Brokerage and margin accounts are non-discretionary and all investment decisions are made by the client. J.P. Morgan Securities LLC ("J

74,930.00 7.16% EFTA01540154 FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 10/1/12 to 10/31/12 Price Concentrated & Other Equity JPMORGAN CHASE & CO 7.9% PFD STK APR 30 2049 DTD 04/23/2008 46625H-HA-1 BBB /BA1 LONG TOTAL RETURN SWAP 4,044,412.80 USD NOTIONAL APPLE INC MAT FEB 05 2013 DEAL 996

Complementary Structured Strategies HSBC MARKET PLUS MXN NOTE 11/9/12 LNKED TO MXN VS USD 25% BUFFER, 9.75%CPN, 100%MAXRTN 10/26/11 4042K1-RA-3 JP MORGAN CHASE BANK NA 6.200% 04/16/2015 DTD 04/16/2012 4662A0-4Q-1 INTEREST RATE SWAP MD 10/19/16 EFF 10/19/15 PAY: FLOATING RATE EUR 6 M EURIBOR DEAL 3000264371 1.

: 147448-10-4) QUALYS INC @ 12.05 12,050.00 BROKERAGE 100.00 TAX &/OR SEC .27 J.P. MORGAN SECURITIES LLC (ID: 74758T-30-3) WESTERN ASSET MORTGAGE CAPIT @ 22.33 78,155.00 BROKERAGE 140.00 TAX &/OR SEC 1.76 J.P. MORGAN SECURITIES LLC (ID: 95790D-10-5) APOLLO COMMERCIAL REAL ESTATE FINANCE INC @ 16.